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Detailed Report
ROBB SALTER BURRIS
CRD#: 2781808
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 8601 N SCOTTSDALE RD STE 100
[VA-RBO]
SCOTTSDALE, AZ 85253
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2011 - Present (14 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2007 - 2011 (3 years)BCOMPASS BROKERAGE, INC. (CRD# 17086)2000 - 2007 (7 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1997 - 2000 (3 years)BFFP SECURITIES, INC. (CRD# 16337)1996 - 1997 (<1 year)IAWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2008 - 2011 (2 years)
License(s)

State Registrations

B
Alabama 3/28/2017
B
Nebraska 12/13/2024
B
Alaska 1/8/2025
B
Nevada 1/3/2011
B
Arizona 1/3/2011
B
New Hampshire 12/13/2024
IA
Arizona 1/3/2011
B
New Jersey 7/29/2021
B
Arkansas 12/13/2024
B
New Mexico 8/8/2019
B
California 1/3/2011
B
New York 1/3/2011
B
Colorado 1/3/2011
B
North Carolina 8/8/2019
B
Connecticut 8/8/2019
B
North Dakota 12/13/2024
B
Delaware 8/8/2019
B
Ohio 8/9/2019
B
Florida 10/5/2016
B
Oklahoma 12/19/2017
B
Georgia 7/26/2021
B
Oregon 1/3/2011
B
Idaho 1/8/2025
B
Pennsylvania 11/22/2017
B
Illinois 1/3/2011
B
South Carolina 10/8/2024
B
Indiana 12/13/2024
B
Tennessee 10/9/2023
B
Iowa 7/19/2023
B
Texas 1/3/2011
B
Kansas 8/8/2019
IA
Texas 10/4/2016
B
Louisiana 12/13/2024
B
Utah 4/20/2020
B
Maryland 12/13/2024
B
Virginia 1/3/2011
B
Massachusetts 12/24/2020
B
Washington 8/8/2019
B
Michigan 3/5/2019
B
West Virginia 12/13/2024
B
Minnesota 1/3/2011
B
Wisconsin 8/8/2019
B
Missouri 1/3/2011
B
Wyoming 12/13/2024
B
Montana 3/2/2022

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
8601 N SCOTTSDALE RD STE 100 [VA-RBO], SCOTTSDALE, AZ 85253
Registered with this firm since 1/3/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
8601 N SCOTTSDALE RD STE 100 [VA-RBO], SCOTTSDALE, AZ 85253
Registered with this firm since 1/3/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/12/2008 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SCOTTSDALE, AZ
B
 12/07/2007 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SCOTTSDALE, AZ
B
 06/28/2000 - 12/11/2007 COMPASS BROKERAGE, INC. (CRD#:17086) PHOENIX, AZ
B
 06/12/1997 - 07/19/2000 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
 08/16/1996 - 06/16/1997 FFP SECURITIES, INC. (CRD#:16337) CHESTERFIELD, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.