Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JENNIFER ANTOINETTE SEGURA
CRD#: 2781301
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 58 South Service Road
Suite 400
Melville, NY 11747
Registration History
199820002002200420062008201020122014201620182020202220242026IAMORGAN STANLEY (CRD# 149777)2020 - Present (4 years)BMORGAN STANLEY (CRD# 149777)2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1998 - 2009 (11 years)
Disclosure(s)
View By:
4/8/2009
Customer Dispute
Denied
10/29/2008
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alabama 11/9/2017
B
Nevada 6/1/2009
B
Arizona 6/1/2009
B
New Jersey 6/1/2009
B
California 6/1/2009
B
New Mexico 1/10/2019
B
Colorado 5/18/2022
B
New York 6/1/2009
B
Connecticut 6/1/2009
IA
New York 6/16/2021
B
Delaware 8/9/2012
B
North Carolina 8/17/2022
B
District of Columbia 2/13/2018
B
Oregon 11/21/2017
B
Florida 6/1/2009
B
Pennsylvania 6/1/2009
B
Georgia 6/1/2009
B
South Carolina 11/7/2017
B
Hawaii 12/22/2021
B
Texas 6/5/2020
B
Idaho 11/6/2017
IA
Texas 6/10/2020
B
Illinois 12/23/2020
B
Vermont 5/12/2021
B
Maryland 6/1/2009
B
Virginia 6/1/2009
B
Massachusetts 6/1/2009
B
Washington 1/21/2014
B
Minnesota 9/23/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
58 South Service Road Suite 400, Melville, NY 11747
Registered with this firm since 6/10/2020
B
MORGAN STANLEY (CRD#:149777)
58 South Service Road Suite 400, Melville, NY 11747
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 01/01/1998 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MANHASSET, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.