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Detailed Report
PATRICIA ANGELA CHAPPLE
PATRICIA ANGELA BEATTY
CRD#: 2781001
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1650 TYSONS BLVD
STE 500
MCLEAN, VA 22102
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2020 - 2020 (<1 year)2 FIRMS2021 - Present (4 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)1999 - 2020 (20 years)BFIRST CLEARING, LLC (CRD# 17344)2015 - 2016 (1 year)BFIRST UNION CAPITAL MARKETS CORP. (CRD# 6124)1999 - 1999 (<1 year)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2006 - 2020 (13 years)
License(s)

State Registrations

B
Arkansas 1/8/2021
B
Texas 1/8/2021
B
District of Columbia 1/8/2021
IA
Texas 1/8/2021
B
Maryland 1/8/2021
B
Utah 1/8/2021
IA
Maryland 1/13/2021
B
Virginia 1/8/2021
B
Massachusetts 1/8/2021
IA
Virginia 1/8/2021

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1650 TYSONS BLVD STE 500, MCLEAN, VA 22102
7600 WISCONSIN AVE STE 900, BETHESDA, MD 20814
Registered with this firm since 1/8/2021
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1650 TYSONS BLVD STE 500, MCLEAN, VA 22102
7600 WISCONSIN AVE STE 900, BETHESDA, MD 20814
Registered with this firm since 1/8/2021
Previous Registration(s)
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IA
 07/02/2020 - 12/17/2020 MORGAN STANLEY (CRD#:149777) MCLEAN, VA
B
 07/02/2020 - 12/17/2020 MORGAN STANLEY (CRD#:149777) MCLEAN, VA
IA
 12/19/2006 - 01/22/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LINWOOD, NJ
B
 10/01/1999 - 01/22/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LINWOOD, NJ
B
 02/18/2015 - 05/13/2016 FIRST CLEARING, LLC (CRD#:17344) ST. LOUIS, MO
B
 09/16/1999 - 10/01/1999 FIRST UNION CAPITAL MARKETS CORP. (CRD#:6124) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.