• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
GREGORY PAUL OTTO
CRD#: 2779739
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 Norfolk, VA
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1996 - 1996 (<1 year)2 FIRMS2008 - Present (17 years)2 FIRMS2016 - Present (8 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2002 - 2008 (5 years)BEDWARD JONES (CRD# 250)1998 - 2002 (3 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2007 - 2008 (<1 year)
License(s)

State Registrations

B
Missouri 1/1/2008

IA
Virginia 1/1/2008

IA
Missouri 12/16/2016

B
Virginia 8/6/2019

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
Norfolk, VA
ONE NORTH JEFFERSON AVENUE MAIL CODE: H0004-05E, ST. LOUIS, MO 63103
Registered with this firm since 12/16/2016

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
Norfolk, VA
ONE NORTH JEFFERSON AVENUE H0004-05C, ST. LOUIS, MO 63103
Registered with this firm since 12/8/2016

IA
WELLS FARGO ADVISORS (CRD#:19616)
Norfolk, VA
ONE NORTH JEFFERSON AVENUE MAIL CODE: H0004-05E, ST. LOUIS, MO 63103-2205
Registered with this firm since 1/1/2008

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
Norfolk, VA
ONE NORTH JEFFERSON AVENUE MAIL CODE: H0004-05E, ST. LOUIS, MO 63103
Registered with this firm since 1/1/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/20/2002 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
IA
08/09/2007 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
B
06/18/1998 - 05/01/2002 EDWARD JONES (CRD#:250) ST. LOUIS, MO
B
08/26/1996 - 11/06/1996 EQ FINANCIAL CONSULTANTS, INC. (CRD#:6627) NEW YORK, NY
B
08/26/1996 - 11/06/1996 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.