Individual Firm
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JARED MICHAEL HOPKINS
CRD#: 2779660
IA
B
ADVICE AND PLANNING SERVICESCRD#: 20472 2500 Boardwalk Street
SUITE 215
NORMAN, OK 73069
SUITE 215
NORMAN, OK 73069
0
Disclosures
27
Years of Experience
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State Registrations
B
Alabama 3/27/2020
B
New Mexico 4/18/2023
B
Arizona 12/9/2014
B
Ohio 3/15/2022
B
Colorado 11/12/2014
IA
Oklahoma 10/6/2014
B
Florida 8/27/2018
B
Oklahoma 12/8/2014
B
Idaho 6/5/2024
B
Texas 12/8/2014
B
Illinois 7/17/2023
B
Utah 3/28/2024
B
Kansas 8/11/2020
B
Washington 2/26/2018
B
Louisiana 11/27/2017
B
Wisconsin 4/19/2023
B
Missouri 4/19/2023
SRO Registrations
B
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B
Registered with this firm since 11/11/2014
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Registered with this firm since 10/6/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/26/2011 - 07/14/2014 | ALBUQUERQUE, NM | |
IA | 08/14/2006 - 09/13/2011 | PHOENIX, AZ | |
B | 02/01/2000 - 09/13/2011 | PHOENIX, AZ | |
B | 01/02/1998 - 11/12/1998 | LINCOLN, NE | |
B | 01/30/1997 - 12/31/1997 | WINDSOR, CT | |
B | 08/15/1996 - 02/03/1997 | DULUTH, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.