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Detailed Report
DAVID GLENN TURNER
DAVE TURNER, DAVID G TURNER, DAVID TURNER
CRD#: 2778944
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 3515 PELHAM ROAD, SUITE 100
GREENVILLE, SC 29615
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2005 (2 years)2 FIRMS2005 - 2007 (1 year)2 FIRMS2007 - 2017 (9 years)2 FIRMS2017 - Present (8 years)IALPL FINANCIAL LLC (CRD# 6413)2023 - Present (1 year)BWACHOVIA SECURITIES, LLC (CRD# 19616)2002 - 2003 (<1 year)BLANDOAK SECURITIES, LLC (CRD# 41123)2001 - 2002 (1 year)BALLEGHENY INVESTMENTS, LTD. (CRD# 7597)1998 - 2001 (2 years)BWMA SECURITIES, INC. (CRD# 32625)1998 - 1998 (<1 year)BFORESTERS EQUITY SERVICES, INC. (CRD# 18464)1996 - 1998 (1 year)IALPL FINANCIAL LLC (CRD# 6413)2017 - 2020 (3 years)
License(s)

State Registrations

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Arizona 7/8/2021
B
South Carolina 1/25/2017
B
Illinois 5/26/2017
IA
South Carolina 1/28/2017
B
North Carolina 5/9/2017
IA
Texas 8/31/2017
B
Ohio 7/9/2021
B
Texas 9/21/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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LPL FINANCIAL LLC (CRD#:6413)
3515 PELHAM ROAD, SUITE 100, GREENVILLE, SC 29615
Registered with this firm since 8/23/2023
IA
GOOD LIFE ADVISORS, LLC (CRD#:171898)
104 North Daniel Morgan Blvd Suite107, Spartanburg, SC 29306
3515 Pelham Road Suite 100, Greenville, SC 29615
Registered with this firm since 1/28/2017
B
LPL FINANCIAL LLC (CRD#:6413)
3515 PELHAM ROAD, SUITE 100, GREENVILLE, SC 29615
Registered with this firm since 1/25/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
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 08/07/2017 - 10/08/2020 LPL FINANCIAL LLC (CRD#:6413) SPARTANBURG, SC
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 03/02/2007 - 02/01/2017 WADDELL & REED (CRD#:866) SPARTANBURG, SC
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 03/02/2007 - 02/01/2017 WADDELL & REED (CRD#:866) SPARTANBURG, SC
IA
 08/10/2005 - 01/22/2007 SOUTHEAST INVESTMENTS N.A., INC (CRD#:132561) COLUMBIA, SC
B
 07/22/2005 - 01/22/2007 SOUTHEAST INVESTMENTS, N.C., INC. (CRD#:43035) CHARLOTTE, NC
IA
 07/18/2003 - 08/01/2005 LANDOAK SECURITIES, LLC (CRD#:41123) GREENVILLE, SC
B
 07/15/2003 - 08/01/2005 LANDOAK SECURITIES, LLC (CRD#:41123) KNOXVILLE, TN
B
 12/09/2002 - 06/19/2003 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
 04/23/2001 - 11/11/2002 LANDOAK SECURITIES, LLC (CRD#:41123) KNOXVILLE, TN
B
 08/12/1998 - 04/20/2001 ALLEGHENY INVESTMENTS, LTD. (CRD#:7597) PITTSBURGH, PA
B
 02/05/1998 - 08/19/1998 WMA SECURITIES, INC. (CRD#:32625) DULUTH, GA
B
 11/05/1996 - 01/01/1998 FORESTERS EQUITY SERVICES, INC. (CRD#:18464) SAN DIEGO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.