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Detailed Report
ELIZABETH ANN MIKKELSON
ELIZABETH ANN MEKKELSON, ELIZABETH ANN MIKKLESON
CRD#: 2777990
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Investment Adviser
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Previous Broker
NFP RETIREMENT INC.CRD#: 121254 25 East Anapamu Street
Second Floor
Santa Barbara, CA 93101
Registration History
1996199820002002200420062008201020122014201620182020202220242026IANFP RETIREMENT INC. (CRD# 121254)2015 - Present (9 years)BKESTRA INVESTMENT SERVICES, LLC (CRD# 42046)2015 - 2017 (2 years)BLPL FINANCIAL LLC (CRD# 6413)2014 - 2015 (1 year)BFINANCIAL TELESIS INC (CRD# 31012)2011 - 2013 (1 year)BIRM DISTRIBUTORS, INC. (CRD# 11869)1996 - 1997 (<1 year)
License(s)

State Registrations

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California 8/4/2015
Current Registration(s)
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NFP RETIREMENT INC. (CRD#:121254)
25 East Anapamu Street Second Floor, Santa Barbara, CA 93101
Registered with this firm since 8/4/2015
Previous Registration(s)
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 04/20/2015 - 12/31/2017 KESTRA INVESTMENT SERVICES, LLC (CRD#:42046) SANTA BARBARA, CA
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 02/05/2014 - 04/14/2015 LPL FINANCIAL LLC (CRD#:6413) SANTA BARBARA, CA
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 10/18/2011 - 09/25/2013 FINANCIAL TELESIS INC (CRD#:31012) SANTA BARBARA, CA
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 11/22/1996 - 02/10/1997 IRM DISTRIBUTORS, INC. (CRD#:11869) CARPINTERIA, CA
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.