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Detailed Report
LEIGH ELLEN GUIDO
LEIGH MANN
CRD#: 2777340
IA
Investment Adviser
B
Broker
SPCCRD#: 110692 New Port Richey, FL
SIGMA FINANCIAL CORPORATIONCRD#: 14303 New Port Richey, FL
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2015 (5 years)2 FIRMS2015 - Present (10 years)BAMERIPRISE ADVISOR SERVICES, INC. (CRD# 5979)1996 - 2009 (13 years)IAAMERIPRISE ADVISOR SERVICES, INC. (CRD# 5979)2003 - 2009 (6 years)
License(s)

State Registrations

B
Colorado 11/7/2022
B
New York 11/6/2015
B
Florida 2/17/2015
B
North Carolina 2/13/2015
IA
Florida 2/19/2015
B
Ohio 2/13/2015
B
Michigan 1/14/2021
B
Pennsylvania 6/27/2018

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SPC (CRD#:110692)
New Port Richey, FL
Registered with this firm since 2/13/2015
B
SIGMA FINANCIAL CORPORATION (CRD#:14303)
New Port Richey, FL
Registered with this firm since 2/13/2015
Previous Registration(s)
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IA
 10/05/2009 - 02/20/2015 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) NEW PORT RICHEY, FL
B
 10/05/2009 - 02/20/2015 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) NEW PORT RICHEY, FL
IA
 07/14/2003 - 10/05/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) CLEARWATER, FL
B
 09/03/1996 - 10/05/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) CLEARWATER, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.