Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
CRAIG DONALD OSTROM
CRD#: 2776796
IA
B
NORTHLAND ASSET MANAGEMENTCRD#: 40258 2675 N MAYFAIR RD, SUITE 550
MILWAUKEE, WI 53226
MILWAUKEE, WI 53226
View By:
11/29/2001
Customer Dispute
Denied
State Registrations
B
Alabama 11/7/2007
B
Missouri 7/18/2016
B
California 9/29/2022
B
New Mexico 6/19/2018
IA
California 9/29/2022
B
New York 4/21/2022
B
Florida 1/6/2012
B
North Carolina 2/11/2019
IA
Florida 8/3/2021
B
Oklahoma 6/26/2024
IA
Georgia 4/25/2022
B
South Carolina 6/4/2015
B
Illinois 4/14/2022
B
Tennessee 11/1/2021
B
Michigan 5/25/2021
B
Texas 11/7/2007
B
Minnesota 11/7/2007
B
Wisconsin 11/7/2007
IA
Minnesota 8/9/2021
IA
Wisconsin 9/13/2016
SRO Registrations
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 9/13/2016
B
Registered with this firm since 11/7/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/05/2004 - 12/31/2007 | MILWAUKEE, WI | |
IA | 09/20/2002 - 03/03/2004 | WAUWATOSA, WI | |
B | 06/04/2002 - 03/03/2004 | ROSEMONT, IL | |
B | 02/03/1997 - 06/05/2002 | ST. LOUIS, MO | |
B | 08/14/1996 - 01/31/1997 | HACKENSACK, NJ |
WAUWATOSA, WI
09/20/2002 - 03/03/2004
HACKENSACK, NJ
08/14/1996 - 01/31/1997
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.