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Detailed Report
ROBERT STEVEN PAWLOWSKI
ROBERT S PAWLOWSKI
CRD#: 2776578
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 17505 West Catawba Avenue
Suite 300
Cornelius, NC 28031
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2022 (12 years)2 FIRMS2022 - Present (3 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1998 - 2009 (10 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1996 - 1998 (2 years)
License(s)

State Registrations

B
Alabama 4/8/2022
B
Nevada 4/8/2022
B
Alaska 4/8/2022
B
New Hampshire 4/8/2022
B
Arizona 4/8/2022
B
New Jersey 4/8/2022
B
Arkansas 5/11/2022
B
New Mexico 4/8/2022
B
California 4/8/2022
B
New York 4/8/2022
B
Colorado 4/8/2022
B
North Carolina 4/8/2022
B
Connecticut 4/8/2022
IA
North Carolina 4/8/2022
B
Delaware 4/8/2022
B
North Dakota 5/3/2022
B
District of Columbia 4/8/2022
B
Ohio 4/8/2022
B
Florida 4/8/2022
B
Oklahoma 5/25/2022
B
Georgia 4/8/2022
B
Oregon 4/8/2022
B
Hawaii 5/25/2022
B
Pennsylvania 4/8/2022
B
Idaho 5/25/2022
B
Puerto Rico 5/3/2022
B
Illinois 4/8/2022
B
Rhode Island 4/8/2022
B
Indiana 5/3/2022
B
South Carolina 4/8/2022
B
Iowa 5/25/2022
B
South Dakota 5/3/2022
B
Kansas 4/8/2022
B
Tennessee 4/8/2022
B
Kentucky 5/25/2022
B
Texas 4/8/2022
B
Louisiana 4/8/2022
IA
Texas 4/8/2022
B
Maine 4/8/2022
B
Utah 5/3/2022
B
Maryland 4/8/2022
B
Vermont 4/8/2022
B
Massachusetts 4/8/2022
B
Virgin Islands 5/25/2022
B
Michigan 5/25/2022
B
Virginia 4/8/2022
B
Minnesota 5/3/2022
B
Washington 4/8/2022
B
Mississippi 4/8/2022
B
West Virginia 5/25/2022
B
Missouri 4/29/2022
B
Wisconsin 4/8/2022
B
Montana 5/3/2022
B
Wyoming 5/25/2022
B
Nebraska 4/8/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
17505 West Catawba Avenue Suite 300, Cornelius, NC 28031
Registered with this firm since 4/8/2022
B
MORGAN STANLEY (CRD#:149777)
17505 West Catawba Avenue Suite 300, Cornelius, NC 28031
Registered with this firm since 4/8/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/29/2009 - 04/10/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HUNTERSVILLE, NC
B
 05/08/2009 - 04/10/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HUNTERSVILLE, NC
B
 12/11/1998 - 05/28/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PURCHASE, NY
B
 09/05/1996 - 12/10/1998 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.