Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
CLINT LEE HARRIS JR
BO HARRIS
CRD#: 2776334
IA
B
NEWEDGE ADVISORSCRD#: 171351 7607 Fern Avenue
Suite 902
Shreveport, LA 71105
Suite 902
Shreveport, LA 71105
LPL FINANCIAL LLCCRD#: 6413 2950 FAIRFIELD AVE
SHREVEPORT, LA 71104
SHREVEPORT, LA 71104
0
Disclosures
28
Years of Experience
View By:
State Registrations
B
Arkansas 8/10/2017
IA
Louisiana 8/15/2017
B
Colorado 12/8/2020
B
Maryland 9/30/2021
B
District of Columbia 8/10/2017
B
Missouri 12/8/2020
B
Florida 6/23/2022
B
Texas 8/10/2017
B
Louisiana 8/10/2017
IA
Texas 11/21/2019
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 8/15/2017
B
Registered with this firm since 8/10/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/12/2009 - 08/15/2017 | SHREVEPORT, LA | |
B | 06/12/2009 - 08/15/2017 | SHREVEPORT, LA | |
B | 01/01/2008 - 06/15/2009 | SHREVEPORT, LA | |
B | 01/08/1997 - 01/03/2008 | SHREVEPORT, LA | |
B | 10/18/1996 - 12/10/1996 | DULUTH, GA |
SHREVEPORT, LA
06/12/2009 - 08/15/2017
SHREVEPORT, LA
06/12/2009 - 08/15/2017
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.