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Detailed Report
ROBERT WILLIAM STEINKE
CRD#: 2776185
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 1717 ARCH STREET
PHILADELPHIA, PA 19103
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAJANNEY MONTGOMERY SCOTT LLC (CRD# 463)2020 - Present (4 years)BJANNEY MONTGOMERY SCOTT LLC (CRD# 463)2009 - Present (15 years)BCAPITAL BROKERAGE CORPORATION (CRD# 10465)2009 - 2009 (<1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2006 - 2008 (2 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)2003 - 2006 (3 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1999 - 2002 (2 years)BDAIN RAUSCHER INCORPORATED (CRD# 31194)1998 - 1999 (1 year)BDAIN RAUSCHER INCORPORATED (CRD# 7600)1997 - 1998 (<1 year)BMARSH & MCLENNAN SECURITIES CO... (CRD# 556)1996 - 1997 (<1 year)
License(s)

State Registrations

B
Alabama 9/17/2009
B
Nebraska 10/8/2009
B
Alaska 9/17/2009
B
Nevada 9/17/2009
B
Arizona 9/17/2009
B
New Hampshire 9/17/2009
B
Arkansas 10/8/2009
B
New Jersey 9/17/2009
B
California 10/8/2009
B
New Mexico 9/17/2009
B
Connecticut 9/17/2009
B
New York 10/8/2009
B
Delaware 9/17/2009
B
North Carolina 9/17/2009
B
District of Columbia 9/17/2009
B
North Dakota 9/17/2009
B
Florida 10/8/2009
B
Ohio 10/8/2009
B
Georgia 9/17/2009
B
Oklahoma 9/17/2009
B
Hawaii 10/8/2009
B
Oregon 9/17/2009
B
Idaho 9/17/2009
B
Pennsylvania 8/18/2009
B
Illinois 9/17/2009
IA
Pennsylvania 8/12/2020
B
Indiana 10/8/2009
B
Rhode Island 9/17/2009
B
Iowa 10/8/2009
B
South Carolina 9/17/2009
B
Kansas 10/8/2009
B
South Dakota 9/17/2009
B
Kentucky 9/17/2009
B
Tennessee 10/8/2009
B
Louisiana 10/8/2009
B
Texas 10/8/2009
B
Maine 10/8/2009
B
Utah 9/17/2009
B
Maryland 8/18/2009
B
Vermont 9/17/2009
B
Massachusetts 10/8/2009
B
Virginia 9/17/2009
B
Michigan 10/8/2009
B
Washington 10/8/2009
B
Minnesota 9/17/2009
B
West Virginia 10/8/2009
B
Mississippi 9/17/2009
B
Wisconsin 9/17/2009
B
Missouri 10/8/2009
B
Wyoming 9/17/2009
B
Montana 9/17/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
1717 ARCH STREET, PHILADELPHIA, PA 19103
Registered with this firm since 8/12/2020
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
1717 ARCH STREET, PHILADELPHIA, PA 19103
Registered with this firm since 8/18/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 04/06/2009 - 08/10/2009 CAPITAL BROKERAGE CORPORATION (CRD#:10465) GLEN ALLEN, VA
B
 02/21/2006 - 09/11/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
 01/02/2003 - 02/21/2006 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
B
 11/10/1999 - 08/06/2002 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
B
 03/02/1998 - 12/08/1999 DAIN RAUSCHER INCORPORATED (CRD#:31194) NEW YORK, NY
B
 04/07/1997 - 03/02/1998 DAIN RAUSCHER INCORPORATED (CRD#:7600)
B
 08/15/1996 - 03/18/1997 MARSH & MCLENNAN SECURITIES CORPORATION (CRD#:556) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.