Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
CYNTHIA MARGUERITE SOMER
CINDY MARGUERITE CHURCHBUILDER, CYNTHIA MARGUERITE CHURCHBUILDER, CINDY SOMER
CRD#: 2775970
IA
Investment Adviser
UNITED ASSET STRATEGIES INC.CRD#: 107434 377 OAK STREET
SUITE 403
GARDEN CITY, NY 11530
Registration History
202120222023202420252026IAUNITED ASSET STRATEGIES INC. (CRD# 107434)2021 - Present (3 years)
License(s)

State Registrations

IA
New York 8/4/2021
Current Registration(s)
IA
UNITED ASSET STRATEGIES INC. (CRD#:107434)
377 OAK STREET SUITE 403, GARDEN CITY, NY 11530
Registered with this firm since 8/4/2021
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.