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Detailed Report
Louis S. Argenziano
LOUIS S ARGENZIANO, LOUIS STEVEN ARGENZIANO
CRD#: 2775742
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 280 Page Ave, Floor 01
Staten Island, NY 10307
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1996 - 1997 (<1 year)2 FIRMS2023 - Present (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2003 - 2023 (19 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2002 - 2003 (<1 year)BTD WATERHOUSE INVESTOR SERVICE... (CRD# 7870)1999 - 2002 (2 years)BESSEX NATIONAL SECURITIES, INC. (CRD# 25454)1998 - 1999 (<1 year)BLIBERTY SECURITIES CORPORATION (CRD# 14416)1998 - 1998 (<1 year)BJMC FINANCIAL CORPORATION (CRD# 16063)1997 - 1998 (<1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2004 - 2023 (18 years)
License(s)

State Registrations

B
Alabama 3/10/2023
B
Nevada 3/10/2023
B
Alaska 3/10/2023
B
New Hampshire 3/10/2023
B
Arizona 3/10/2023
B
New Jersey 3/10/2023
B
Arkansas 3/10/2023
B
New Mexico 3/10/2023
B
California 3/10/2023
B
New York 3/10/2023
B
Colorado 3/10/2023
IA
New York 3/10/2023
B
Connecticut 3/10/2023
B
North Carolina 3/10/2023
B
Delaware 3/10/2023
B
North Dakota 3/10/2023
B
District of Columbia 3/10/2023
B
Ohio 3/10/2023
B
Florida 3/10/2023
B
Oklahoma 3/10/2023
B
Georgia 3/10/2023
B
Oregon 3/10/2023
B
Hawaii 3/10/2023
B
Pennsylvania 3/10/2023
B
Idaho 3/10/2023
B
Puerto Rico 3/10/2023
B
Illinois 3/10/2023
B
Rhode Island 3/10/2023
B
Indiana 3/10/2023
B
South Carolina 3/10/2023
B
Iowa 3/16/2023
B
South Dakota 3/10/2023
B
Kansas 3/10/2023
B
Tennessee 3/10/2023
B
Kentucky 3/10/2023
B
Texas 3/10/2023
B
Louisiana 3/10/2023
IA
Texas 3/10/2023
B
Maine 3/10/2023
B
Utah 3/10/2023
B
Maryland 3/10/2023
B
Vermont 3/10/2023
B
Massachusetts 3/10/2023
B
Virgin Islands 3/10/2023
B
Michigan 3/10/2023
B
Virginia 3/10/2023
B
Minnesota 3/10/2023
B
Washington 3/10/2023
B
Mississippi 3/10/2023
B
West Virginia 3/10/2023
B
Missouri 3/10/2023
B
Wisconsin 3/10/2023
B
Montana 3/10/2023
B
Wyoming 3/10/2023
B
Nebraska 3/10/2023

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
280 Page Ave, Floor 01, Staten Island, NY 10307
Registered with this firm since 3/10/2023
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
280 Page Ave, Floor 01, Staten Island, NY 10307
Registered with this firm since 3/10/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/21/2004 - 02/27/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MELVILLE, NY
B
 11/04/2003 - 02/27/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MELVILLE, NY
B
 07/18/2002 - 05/06/2003 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 09/01/1999 - 04/05/2002 TD WATERHOUSE INVESTOR SERVICES, INC. (CRD#:7870) OMAHA, NE
B
 08/10/1998 - 06/14/1999 ESSEX NATIONAL SECURITIES, INC. (CRD#:25454) NAPA, CA
B
 02/09/1998 - 09/02/1998 LIBERTY SECURITIES CORPORATION (CRD#:14416) PURCHASE, NY
B
 03/06/1997 - 01/12/1998 JMC FINANCIAL CORPORATION (CRD#:16063) BOSTON, MA
B
 09/27/1996 - 02/18/1997 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
 09/27/1996 - 02/18/1997 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.