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SANJAY KUMAR PATHAK
SANJAY K PATHAK
CRD#: 2774828
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 2100 West Loop South
Suite 675
Houston, TX 77027
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1996 - Present (28 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1996 - 2006 (9 years)
License(s)

State Registrations

B
Alaska 4/10/2018

B
Michigan 3/1/2019

B
Arkansas 3/1/2019

B
Montana 9/24/2018

B
California 5/27/2020

B
Nebraska 6/17/2019

B
Colorado 5/11/2023

B
Oklahoma 10/11/2016

B
Florida 11/27/2017

B
Oregon 10/11/2016

B
Georgia 9/26/2024

B
Pennsylvania 3/1/2019

B
Indiana 1/30/2019

B
Texas 9/20/1996

B
Louisiana 10/11/2016

IA
Texas 9/20/1996

B
Maryland 9/10/2019

B
Utah 11/27/2017

B
Massachusetts 3/7/2024

B
Virginia 10/11/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
2100 West Loop South Suite 675, Houston, TX 77027
Houston, TX
Registered with this firm since 9/20/1996

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
2100 West Loop South Suite 675, Houston, TX 77027
Houston, TX
Registered with this firm since 8/7/1996

Previous Registration(s)
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B
08/07/1996 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.