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Detailed Report
CHARLES EDWARD KUKETZ
CHARLES EDWARD KUKETZ MR.
CRD#: 2774599
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 3965 Dallas Parkway
Frisco Hub
Frisco, TX 75034
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - Present (17 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)1997 - 2006 (9 years)BFOX & COMPANY INVESTMENTS INC. (CRD# 18517)1996 - 1996 (<1 year)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2001 - 2006 (5 years)
License(s)

State Registrations

B
Alabama 5/3/2007
B
Montana 5/3/2007
B
Alaska 5/3/2007
B
Nebraska 5/3/2007
B
Arizona 5/3/2007
B
Nevada 5/3/2007
B
Arkansas 5/3/2007
B
New Hampshire 5/3/2007
B
California 5/3/2007
B
New Jersey 5/3/2007
B
Colorado 5/3/2007
B
New Mexico 5/3/2007
B
Connecticut 5/3/2007
B
New York 5/3/2007
B
Delaware 5/3/2007
B
North Carolina 5/3/2007
B
District of Columbia 5/3/2007
B
North Dakota 5/3/2007
B
Florida 5/3/2007
B
Ohio 5/3/2007
B
Georgia 5/3/2007
B
Oklahoma 5/3/2007
B
Hawaii 5/3/2007
B
Oregon 5/3/2007
B
Idaho 5/3/2007
B
Pennsylvania 5/3/2007
B
Illinois 5/3/2007
B
Rhode Island 5/3/2007
B
Indiana 5/3/2007
B
South Carolina 5/3/2007
B
Iowa 5/3/2007
B
South Dakota 5/3/2007
B
Kansas 5/3/2007
B
Tennessee 5/3/2007
B
Kentucky 5/3/2007
B
Texas 5/3/2007
B
Louisiana 5/3/2007
IA
Texas 12/21/2007
B
Maine 5/3/2007
B
Utah 5/3/2007
B
Maryland 5/3/2007
B
Vermont 5/3/2007
B
Massachusetts 5/3/2007
B
Virginia 5/3/2007
B
Michigan 5/3/2007
B
Washington 5/3/2007
B
Minnesota 5/3/2007
B
West Virginia 5/3/2007
B
Mississippi 5/3/2007
B
Wisconsin 5/3/2007
B
Missouri 5/3/2007
B
Wyoming 5/3/2007

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
3965 Dallas Parkway Frisco Hub, Frisco, TX 75034
Irving, TX
Registered with this firm since 12/21/2007
B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
3965 Dallas Parkway Frisco Hub, Frisco, TX 75034
Irving, TX
Registered with this firm since 5/3/2007
Previous Registration(s)
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IA
 03/06/2001 - 08/25/2006 STRATEGIC ADVISERS, INC. (CRD#:104555) DALLAS, TX
B
 02/27/1997 - 08/25/2006 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) WESTLAKE, TX
B
 08/14/1996 - 12/20/1996 FOX & COMPANY INVESTMENTS INC. (CRD#:18517)
FINRA expelled the firm on 05/14/2009
SCOTTSDALE, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.