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ELENI MAVROMATI
CRD#: 2774263
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2049 CENTURY PARK E
PBIG - MOUNTAIN WEST
LOS ANGELES, CA 90067
Registration History
19982000200220042006200820102012201420162018202020222024IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2003 - Present (21 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2002 - Present (22 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2001 - 2001 (<1 year)BMORGAN STANLEY & CO., INCORPORATED (CRD# 8209)1998 - 2000 (1 year)
License(s)

State Registrations

B
Alabama 5/3/2021

B
Montana 9/12/2008

B
Alaska 5/6/2020

B
Nebraska 5/20/2015

B
Arizona 11/15/2011

B
Nevada 7/25/2003

B
Arkansas 11/12/2019

B
New Hampshire 10/7/2013

B
California 10/8/2002

B
New Jersey 9/12/2008

IA
California 3/3/2003

B
New Mexico 12/10/2014

B
Colorado 9/12/2008

B
New York 9/12/2008

B
Connecticut 9/12/2008

B
North Carolina 10/22/2009

B
Delaware 9/12/2008

B
North Dakota 5/3/2021

B
District of Columbia 9/12/2008

B
Ohio 9/15/2008

B
Florida 9/12/2008

B
Oklahoma 5/3/2021

B
Georgia 1/29/2019

B
Oregon 9/12/2008

B
Hawaii 9/12/2008

B
Pennsylvania 11/12/2009

B
Idaho 12/26/2018

B
Puerto Rico 7/15/2020

B
Illinois 9/12/2008

B
Rhode Island 10/17/2019

B
Indiana 11/12/2019

B
South Carolina 10/3/2017

B
Iowa 11/12/2019

B
South Dakota 6/13/2017

B
Kansas 6/3/2020

B
Tennessee 5/28/2014

B
Kentucky 5/2/2017

B
Texas 9/12/2008

B
Louisiana 9/26/2011

IA
Texas 9/15/2008

B
Maine 3/31/2022

B
Utah 12/10/2018

B
Maryland 11/12/2009

B
Vermont 8/2/2021

B
Massachusetts 9/12/2008

B
Virginia 4/19/2017

B
Michigan 2/15/2019

B
Washington 9/12/2008

B
Minnesota 9/12/2008

B
West Virginia 11/12/2019

B
Mississippi 9/1/2021

B
Wisconsin 11/16/2018

B
Missouri 1/19/2018

B
Wyoming 1/3/2018

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2049 CENTURY PARK E PBIG - MOUNTAIN WEST, LOS ANGELES, CA 90067
Beverly Hills, CA
Registered with this firm since 3/3/2003

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2049 CENTURY PARK E PBIG - MOUNTAIN WEST, LOS ANGELES, CA 90067
Beverly Hills, CA
Registered with this firm since 10/8/2002

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/07/2001 - 08/28/2001 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
11/19/1998 - 05/11/2000 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.