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THOMAS JOSEPH DWYER
CRD#: 2773558
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 200 CAMPUS DR
STE 220
FLORHAM PARK, NJ 07932
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2002 - 2006 (4 years)2 FIRMS2006 - 2009 (2 years)2 FIRMS2009 - 2012 (2 years)2 FIRMS2012 - Present (13 years)BTD WATERHOUSE INVESTOR SERVICE... (CRD# 7870)1997 - 2002 (4 years)
Disclosure(s)
View By:
7/25/2012
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 11/15/2024

B
New Hampshire 2/17/2012

B
Alaska 2/5/2025

B
New Jersey 2/17/2012

B
Arizona 3/23/2012

IA
New Jersey 2/17/2012

B
California 11/15/2024

B
New York 2/17/2012

B
Colorado 2/4/2025

B
North Carolina 3/14/2012

B
Connecticut 2/17/2012

B
Ohio 11/15/2024

B
Florida 2/17/2012

B
Oklahoma 11/18/2024

B
Georgia 11/15/2024

B
Pennsylvania 2/17/2012

B
Idaho 12/9/2021

B
South Carolina 3/25/2024

B
Illinois 11/18/2024

B
Tennessee 1/26/2021

B
Maine 3/21/2019

IA
Texas 11/14/2024

B
Maryland 2/17/2012

B
Texas 11/15/2024

B
Massachusetts 2/17/2012

B
Virginia 2/17/2012

B
Missouri 12/11/2014

B
Wyoming 11/15/2024

B
Nevada 11/19/2024

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
200 CAMPUS DR STE 220, FLORHAM PARK, NJ 07932
Registered with this firm since 2/17/2012

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
200 CAMPUS DR STE 220, FLORHAM PARK, NJ 07932
Registered with this firm since 2/17/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 03/08/2012 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) FLORHAM PARK, NJ
B
06/01/2009 - 03/08/2012 MORGAN STANLEY SMITH BARNEY (CRD#:149777) FLORHAM PARK, NJ
IA
09/01/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) FLORHAM PARK, NJ
B
09/01/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) FLORHAM PARK, NJ
IA
10/29/2002 - 09/19/2006 RBC DAIN RAUSCHER INC. (CRD#:31194) FLORHAM PARK, NJ
B
08/29/2002 - 09/19/2006 RBC DAIN RAUSCHER INC. (CRD#:31194) FLORHAM PARK, NJ
B
12/24/1997 - 08/20/2002 TD WATERHOUSE INVESTOR SERVICES, INC. (CRD#:7870) OMAHA, NE
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.