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SLOANE J FOX
SLOANE FOX
CRD#: 2773527
IA
B
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 15310 Amberly Drive
Suite 250
Tampa, FL 33647
Suite 250
Tampa, FL 33647
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 15310 Amberly Drive
Suite 250
Tampa, FL 33647
Suite 250
Tampa, FL 33647
0
Disclosures
26
Years of Experience
View By:
State Registrations
B
Alabama 3/28/2024
B
Nevada 3/28/2024
B
Arizona 4/26/2024
B
New Jersey 3/28/2024
B
California 3/28/2024
B
New York 3/28/2024
B
Colorado 3/28/2024
B
North Carolina 3/28/2024
B
Connecticut 3/28/2024
B
Ohio 3/28/2024
B
Delaware 3/28/2024
B
Pennsylvania 3/28/2024
B
Florida 3/28/2024
B
Tennessee 3/28/2024
IA
Florida 4/1/2024
B
Texas 3/28/2024
B
Georgia 3/28/2024
IA
Texas 3/28/2024
B
Iowa 3/28/2024
B
Vermont 3/28/2024
B
Louisiana 3/28/2024
B
Virginia 3/28/2024
B
Maryland 3/28/2024
B
West Virginia 3/28/2024
B
Massachusetts 3/28/2024
SRO Registrations
B
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IA
Registered with this firm since 3/28/2024
B
Registered with this firm since 3/28/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/29/2007 - 04/01/2024 | TAMPA, FL | |
B | 05/25/2007 - 04/01/2024 | TAMPA, FL | |
IA | 08/20/2002 - 06/11/2007 | CLEARWATER, FL | |
B | 03/07/2001 - 06/11/2007 | CLEARWATER, FL | |
B | 02/09/1999 - 02/28/2001 | NEW YORK, NY | |
B | 10/07/1998 - 01/13/1999 | SPRINGFIELD, MA | |
B | 10/07/1998 - 01/13/1999 | NEW YORK, NY | |
B | 11/25/1997 - 01/27/1998 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.