Individual Firm
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ARASH JOHN ASSADZADEH
A JOHN ASSAD, JOHN ASSAD, ARASH ASSADZADEH, JOHN ASSADZADEH
CRD#: 2772287
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 2520 NORTHWINDS PKWY
FL 4
ALPHARETTA, GA 30009
FL 4
ALPHARETTA, GA 30009
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 2520 NORTHWINDS PKWY
FL 4
ALPHARETTA, GA 30009
FL 4
ALPHARETTA, GA 30009
View By:
12/21/2014
Customer Dispute
Award / Judgment
11/21/2008
Customer Dispute
Denied
State Registrations
B
Alabama 8/11/2017
B
Massachusetts 4/6/2016
B
Alaska 12/16/2014
B
Michigan 11/17/2017
B
Arizona 4/6/2016
B
Minnesota 7/27/2023
B
California 10/8/2019
B
Missouri 4/15/2022
B
Colorado 5/5/2023
B
Nevada 12/12/2014
B
Florida 12/10/2014
B
New York 12/9/2014
B
Georgia 12/8/2014
B
North Carolina 11/26/2019
IA
Georgia 8/30/2016
B
Ohio 4/2/2019
B
Illinois 12/15/2014
B
Oklahoma 4/6/2020
B
Indiana 1/14/2025
B
South Carolina 2/10/2017
B
Iowa 2/18/2019
B
Tennessee 12/8/2014
B
Kentucky 6/9/2017
B
Texas 10/11/2016
B
Louisiana 8/2/2018
IA
Texas 3/13/2017
IA
Louisiana 9/6/2018
B
Virginia 9/6/2017
B
Maine 1/29/2020
B
Washington 3/15/2018
B
Maryland 10/26/2021
B
Wisconsin 12/1/2022
SRO Registrations
B
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IA
Registered with this firm since 8/30/2016
B
Registered with this firm since 12/5/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/08/2014 - 12/31/2016 | ATLANTA, GA | |
IA | 10/01/2000 - 12/10/2014 | ATLANTA, GA | |
B | 10/01/2000 - 12/10/2014 | ATLANTA, GA | |
B | 11/08/1999 - 10/01/2000 | CHARLOTTE, NC | |
B | 01/01/1999 - 10/18/1999 | IRVINE, CA | |
B | 02/20/1998 - 01/01/1999 | ||
B | 06/11/1997 - 03/09/1998 | PORT WASHINGTON, WI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.