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PATRICK JOHN MCLAUGHLIN
CRD#: 2772019
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1817 MARYAL DRIVE
SUITE 200
SACRAMENTO, CA 95864
CETERA ADVISORS LLCCRD#: 10299 1817 MARYAL DRIVE SUITE 200
SACRAMENTO, CA 95864
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2002 (1 year)2 FIRMS2002 - 2004 (1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2020 - Present (4 years)BCETERA ADVISORS LLC (CRD# 10299)2022 - Present (2 years)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)2004 - 2022 (18 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1996 - 2000 (4 years)IAFIRST ALLIED ADVISORY SERVICES... (CRD# 137888)2012 - 2020 (8 years)IAFIRST ALLIED SECURITIES, INC. (CRD# 32444)2006 - 2012 (5 years)
License(s)

State Registrations

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Alaska 9/8/2022

B
Montana 9/8/2022

B
Arizona 9/8/2022

B
Nevada 9/8/2022

IA
California 11/12/2020

B
New York 9/8/2022

B
California 9/8/2022

B
Ohio 9/8/2022

B
Colorado 9/8/2022

B
Oregon 9/8/2022

B
Florida 9/8/2022

IA
Texas 11/12/2020

B
Idaho 9/8/2022

B
Texas 9/8/2022

B
Indiana 3/22/2023

B
Utah 9/8/2022

B
Minnesota 9/8/2022

B
Washington 9/8/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1817 MARYAL DRIVE SUITE 200, SACRAMENTO, CA 95864
2377 GOLD MEADOW WAY STE 100, GOLD RIVER, CA 95670
Registered with this firm since 11/12/2020

B
CETERA ADVISORS LLC (CRD#:10299)
1817 MARYAL DRIVE SUITE 200, SACRAMENTO, CA 95864
2377 Gold Meadow Way Ste 100, Gold River, CA 95670
Registered with this firm since 9/8/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
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03/12/2004 - 09/08/2022 FIRST ALLIED SECURITIES, INC. (CRD#:32444) SACRAMENTO, CA
IA
07/02/2012 - 11/12/2020 FIRST ALLIED ADVISORY SERVICES, INC. (CRD#:137888) SACRAMENTO, CA
IA
12/18/2006 - 07/02/2012 FIRST ALLIED SECURITIES, INC. (CRD#:32444) SACRAMENTO, CA
IA
11/21/2002 - 03/25/2004 QUICK & REILLY, INC. (CRD#:11217) SAN FRANCISCO, CA
B
07/03/2002 - 03/25/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
IA
09/05/2000 - 07/10/2002 SALOMON SMITH BARNEY INC. (CRD#:7059) SACRAMENTO, CA
B
08/28/2000 - 07/10/2002 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
09/04/1996 - 09/13/2000 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.