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Detailed Report
STUART JAMES SNEEN
STU SNEEN
CRD#: 2771551
IA
Investment Adviser
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Previous Broker
TWOTEN PLANNING, PLLCCRD#: 329989 AUSTIN, TX
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2014 - 2024 (10 years)IATWOTEN PLANNING, PLLC (CRD# 329989)2024 - Present (<1 year)BFIDELITY INVESTMENTS INSTITUTI... (CRD# 17507)2004 - 2014 (9 years)BEDWARD JONES (CRD# 250)1999 - 2004 (4 years)
License(s)

State Registrations

IA
Texas 5/8/2024
Current Registration(s)
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TWOTEN PLANNING, PLLC (CRD#:329989)
AUSTIN, TX
Registered with this firm since 5/8/2024
Previous Registration(s)
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 04/04/2014 - 04/02/2024 DIMENSIONAL FUND ADVISORS LP (CRD#:106482) AUSTIN, TX
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 04/04/2014 - 04/02/2024 DFA SECURITIES LLC (CRD#:10292) AUSTIN, TX
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 11/09/2004 - 03/04/2014 FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (CRD#:17507) SMITHFIELD, RI
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 09/28/1999 - 05/28/2004 EDWARD JONES (CRD#:250) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.