Individual Firm
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DAVE ALAN BUCHANAN
DAVE A BUCHANAN
CRD#: 2771420
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CREATIVEONE WEALTH, LLCCRD#: 281213 8700 Executive Woods Dr.
Suite 200
Lincoln, NE 68512
Suite 200
Lincoln, NE 68512
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1/20/2004
Customer Dispute
Closed-No Action
State Registrations
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Nebraska 10/11/2018
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Texas 5/14/2020
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Registered with this firm since 10/11/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/30/2016 - 10/09/2018 | Lincoln, NE | |
IA | 07/26/2004 - 12/31/2007 | LINCOLN, NE | |
IA | 01/26/1998 - 09/11/2002 | LINCOLN, NE |
LINCOLN, NE
07/26/2004 - 12/31/2007
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.