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DEREK JOSEPH KESIG
CRD#: 2771340
IA
Investment Adviser
B
Broker
TCP ASSET MANAGEMENT, LLCCRD#: 286037 5000 HORIZONS DRIVE
UPPER ARLINGTON, OH 43220
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERCRD#: 20804 5000 HORIZONS DRIVE
UPPER ARLINGTON, OH 43220
Registration History
1996199820002002200420062008201020122014201620182020202220242 FIRMS2017 - 2019 (2 years)2 FIRMS2019 - Present (5 years)BMSI FINANCIAL SERVICES, INC. (CRD# 14251)1998 - 2017 (18 years)BMETROPOLITAN LIFE INSURANCE CO... (CRD# 4095)1998 - 2007 (8 years)BSECURITY FIRST FINANCIAL, INC. (CRD# 6695)1996 - 1998 (2 years)IAMSI FINANCIAL SERVICES, INC. (CRD# 14251)2006 - 2017 (10 years)
License(s)

State Registrations

B
California 8/28/2020

B
Ohio 10/31/2019

B
Florida 10/31/2019

IA
Ohio 11/1/2019

B
Georgia 10/31/2019

B
South Carolina 1/19/2021

B
Indiana 10/31/2019

IA
South Carolina 1/26/2021

B
Massachusetts 8/1/2023

B
Virginia 4/27/2021

B
Michigan 10/31/2019

B
Washington 10/14/2020

B
North Carolina 8/12/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TCP ASSET MANAGEMENT, LLC (CRD#:286037)
5000 HORIZONS DRIVE, UPPER ARLINGTON, OH 43220
Registered with this firm since 11/1/2019

B
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804)
5000 HORIZONS DRIVE, UPPER ARLINGTON, OH 43220
Aiken, SC
Registered with this firm since 10/31/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/25/2017 - 11/01/2019 MML INVESTORS SERVICES, LLC (CRD#:10409) DUBLIN, OH
B
03/25/2017 - 11/01/2019 MML INVESTORS SERVICES, LLC (CRD#:10409) DUBLIN, OH
IA
06/05/2006 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) DUBLIN, OH
B
11/18/1998 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) DUBLIN, OH
B
11/18/1998 - 07/09/2007 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
B
09/04/1996 - 11/25/1998 SECURITY FIRST FINANCIAL, INC. (CRD#:6695) NEWPORT BEACH, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.