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Detailed Report
BRIAN MURPHY DUGGAN
BRIAN M DUGGAN
CRD#: 2771107
IA
Investment Adviser
B
Broker
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 201 W Big Beaver Rd
Ste 930
Troy, MI 48084
Registration History
1996199820002002200420062008201020122014201620182020202220242026IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2010 - Present (15 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)1996 - Present (28 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)1996 - 2002 (5 years)
License(s)

State Registrations

B
Alaska 4/15/2014
B
Minnesota 11/6/2007
B
Arizona 3/22/2002
B
Mississippi 3/17/2016
B
Arkansas 3/22/2017
B
Missouri 11/5/2014
B
California 1/1/2002
B
Nevada 4/20/2017
B
Colorado 9/2/2015
B
New Jersey 5/18/2010
B
District of Columbia 10/7/2010
B
New York 2/12/2019
B
Florida 1/1/2002
B
North Carolina 1/12/2017
B
Georgia 5/22/2006
B
North Dakota 10/12/2012
B
Idaho 1/27/2017
B
Ohio 1/1/2002
B
Illinois 1/16/2002
B
Oregon 7/19/2010
B
Indiana 10/29/2007
B
Pennsylvania 1/20/2004
B
Iowa 4/25/2024
B
South Carolina 7/27/2015
B
Kentucky 8/13/2008
B
Tennessee 5/7/2024
B
Louisiana 11/18/2014
B
Texas 9/21/2010
B
Maryland 11/2/2018
B
Utah 5/17/2021
B
Massachusetts 2/20/2020
B
Virginia 12/6/2011
B
Michigan 1/1/2002
B
Washington 11/21/2000
IA
Michigan 1/5/2010
B
Wisconsin 9/13/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881)
201 W Big Beaver Rd Ste 930, Troy, MI 48084
Registered with this firm since 1/5/2010
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881)
201 W Big Beaver Rd Ste 930, Troy, MI 48084
Registered with this firm since 10/10/1996
Previous Registration(s)
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B
 10/10/1996 - 01/01/2002 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.