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Detailed Report
SHANE MATTHEW ROGERS
SHANE M ROGERS
CRD#: 2770540
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 518 PROSPECT AVE
LITTLE SILVER, NJ 07739
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - Present (15 years)BLABRANCHE & CO. LLC (CRD# 32661)2000 - 2008 (8 years)BHENDERSON BROTHERS, INC. (CRD# 2171)1996 - 2000 (3 years)
License(s)

State Registrations

B
Arizona 12/7/2017
IA
Massachusetts 2/25/2019
IA
Arizona 12/8/2017
B
New Hampshire 9/16/2024
B
California 3/25/2015
IA
New Hampshire 9/16/2024
IA
California 3/25/2015
B
New Jersey 4/17/2009
B
Colorado 2/7/2019
IA
New Jersey 5/20/2009
IA
Colorado 8/27/2021
B
New York 5/19/2009
B
Connecticut 1/3/2018
IA
New York 4/16/2021
IA
Connecticut 1/3/2018
B
North Carolina 11/5/2019
B
Delaware 10/22/2021
IA
North Carolina 11/5/2019
IA
Delaware 10/22/2021
B
Pennsylvania 2/13/2017
B
Florida 7/2/2019
IA
Pennsylvania 2/13/2017
IA
Florida 10/29/2019
B
South Carolina 5/15/2017
B
Maryland 7/9/2024
IA
South Carolina 5/15/2017
IA
Maryland 7/9/2024
B
Virginia 2/1/2018
B
Massachusetts 2/19/2019
IA
Virginia 2/1/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
518 PROSPECT AVE, LITTLE SILVER, NJ 07739
Registered with this firm since 5/20/2009
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
518 PROSPECT AVE, LITTLE SILVER, NJ 07739
Registered with this firm since 4/17/2009
Previous Registration(s)
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B
 03/03/2000 - 05/30/2008 LABRANCHE & CO. LLC (CRD#:32661) NEW YORK, NY
B
 10/28/1996 - 03/20/2000 HENDERSON BROTHERS, INC. (CRD#:2171) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.