Individual Firm
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MILIN SHYAM RAO
CRD#: 2769985
IA
B
MORGAN STANLEYCRD#: 149777 89 Broad Street
Ground Floor
Red Bank, NJ 07701-1922
Ground Floor
Red Bank, NJ 07701-1922
0
Disclosures
15
Years of Experience
View By:
State Registrations
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Arizona 8/24/2022
IA
New Jersey 9/28/2011
B
California 7/18/2017
B
New York 9/28/2011
B
Colorado 2/25/2020
IA
New York 6/16/2021
B
Connecticut 2/25/2020
B
North Carolina 2/25/2020
B
Delaware 2/25/2020
B
Ohio 3/15/2018
B
District of Columbia 8/21/2013
B
Pennsylvania 4/2/2012
B
Florida 12/4/2018
B
Rhode Island 2/17/2021
B
Georgia 10/25/2017
B
South Carolina 2/25/2020
B
Idaho 1/3/2018
B
Texas 2/25/2020
B
Illinois 9/30/2014
IA
Texas 2/26/2020
B
Maryland 2/25/2020
B
Vermont 2/25/2020
B
Massachusetts 4/3/2012
B
Virginia 2/25/2020
B
Michigan 2/25/2020
B
Washington 2/25/2020
B
Nevada 9/12/2024
B
Wisconsin 2/25/2020
B
New Jersey 9/28/2011
SRO Registrations
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B
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IA
Registered with this firm since 9/28/2011
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Registered with this firm since 9/28/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/13/2010 - 04/01/2011 | NEW YORK, NY | |
B | 04/15/2010 - 04/01/2011 | NEW YORK, NY | |
IA | 10/03/2007 - 02/17/2009 | NEW YORK, NY | |
B | 09/27/2007 - 02/17/2009 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.