Individual Firm
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Brian D. Muller
BRIAN DAVID MULLER
CRD#: 2769605
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XYPN INVESTCRD#: 285967 Woodbury, MN
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2/8/2024
Employment Separation After Allegations
State Registrations
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Minnesota 2/13/2024
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/01/2021 - 03/09/2024 | HOPKINS, MN | |
IA | 12/10/2013 - 04/05/2021 | ST PAUL, MN | |
B | 01/22/2007 - 04/05/2021 | ST PAUL, MN | |
B | 06/07/2006 - 01/25/2007 | ST. PAUL, MN | |
B | 05/08/2003 - 11/22/2005 | HARTFORD, CT | |
B | 02/24/1997 - 05/05/2003 | ST. LOUIS, MO | |
B | 07/12/1996 - 02/14/1997 | DETROIT, MI |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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