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REAGAN POLLOCK PETTEY
CRD#: 2769589
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 7908 N. SAM HOUSTON PKWY #500
HOUSTON, TX 77064
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2015 - Present (10 years)BNFP ADVISOR SERVICES, LLC (CRD# 42046)1997 - 2015 (17 years)IANFP ADVISOR SERVICES, LLC (CRD# 42046)2002 - 2015 (12 years)
Disclosure(s)
View By:
2/8/2006
Customer Dispute
Denied
License(s)

State Registrations

B
California 3/19/2015

B
Maryland 3/5/2019

B
Colorado 6/22/2016

B
North Carolina 8/13/2020

B
District of Columbia 1/25/2019

B
Texas 2/26/2015

B
Florida 7/8/2016

IA
Texas 2/26/2015

B
Illinois 3/19/2015

B
Utah 3/19/2015

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
7908 N. SAM HOUSTON PKWY #500, HOUSTON, TX 77064
Registered with this firm since 2/26/2015

B
LPL FINANCIAL LLC (CRD#:6413)
7908 N. SAM HOUSTON PKWY #500, HOUSTON, TX 77064
Registered with this firm since 2/26/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/08/2002 - 03/02/2015 NFP ADVISOR SERVICES, LLC (CRD#:42046) HOUSTON, TX
B
11/17/1997 - 03/02/2015 NFP ADVISOR SERVICES, LLC (CRD#:42046) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.