Individual Firm
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EDWINA MATTINGLY BORDMAN
EDWINA MATTINGLY, EDWINA SANCHEZ
CRD#: 2769064
IA
B
STONEX ADVISORS INC.CRD#: 174182 2839 F Street
PO Box 6427
Eureka, CA 95501
PO Box 6427
Eureka, CA 95501
STONEX SECURITIES INC.CRD#: 18456 2839 F STREET
EUREKA, CA 95501
EUREKA, CA 95501
0
Disclosures
27
Years of Experience
View By:
State Registrations
B
California 3/26/2013
B
Oregon 1/2/2025
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California 6/30/2016
B
South Carolina 1/19/2017
B
Colorado 1/2/2025
B
Tennessee 9/17/2021
B
Illinois 1/2/2025
B
Texas 1/2/2025
B
Maryland 7/16/2021
SRO Registrations
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Registered with this firm since 6/30/2016
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Registered with this firm since 3/26/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/08/2013 - 06/30/2016 | EUREKA, CA | |
IA | 11/16/2007 - 02/29/2012 | ARCATA, CA | |
B | 09/24/2001 - 02/29/2012 | ARCATA, CA | |
B | 09/09/1999 - 06/14/2001 | EL SEGUNDO, CA | |
B | 02/24/1998 - 09/07/1999 | SACRAMENTO, CA | |
B | 09/03/1997 - 03/03/1998 | SAINT PAUL, MN | |
B | 09/24/1996 - 09/03/1997 | PORTLAND, OR |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.