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DANIEL THOMAS PROULX
DANNY PROULX
CRD#: 2769034
IA
Investment Adviser
B
Broker
ISC ADVISORS, INC.CRD#: 166586 DALLAS, TX
INSTITUTIONAL SECURITIES CORPORATIONCRD#: 20291 DALLAS, TX
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAISC ADVISORS, INC. (CRD# 166586)2013 - Present (11 years)BINSTITUTIONAL SECURITIES CORPO... (CRD# 20291)2007 - Present (17 years)BSWS FINANCIAL SERVICES (CRD# 17587)1997 - 2007 (10 years)BCULLUM & SANDOW SECURITIES, INC. (CRD# 15836)1996 - 1997 (1 year)IAINSTITUTIONAL SECURITIES CORPO... (CRD# 20291)2007 - 2013 (6 years)IASWS FINANCIAL SERVICES (CRD# 17587)2007 - 2007 (<1 year)
License(s)

State Registrations

B
Georgia 4/14/2014

B
Texas 8/15/2007

IA
Georgia 12/14/2020

IA
Texas 9/16/2013

B
Pennsylvania 8/1/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ISC ADVISORS, INC. (CRD#:166586)
DALLAS, TX
Registered with this firm since 9/16/2013

B
INSTITUTIONAL SECURITIES CORPORATION (CRD#:20291)
DALLAS, TX
Registered with this firm since 8/15/2007

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/15/2007 - 12/31/2013 INSTITUTIONAL SECURITIES CORPORATION (CRD#:20291) DALLAS, TX
IA
04/05/2007 - 08/14/2007 SWS FINANCIAL SERVICES (CRD#:17587) DALLAS, TX
B
08/06/1997 - 08/14/2007 SWS FINANCIAL SERVICES (CRD#:17587) DALLAS, TX
B
07/18/1996 - 08/12/1997 CULLUM & SANDOW SECURITIES, INC. (CRD#:15836) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.