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DARBY WAYNE DICKENSON
CRD#: 2768827
IA
B
FIRST HORIZON ADVISORS, INCCRD#: 17117 2112 NORTH ROAN STREET, 8TH FLOOR
JOHNSON CITY, TN 37601
JOHNSON CITY, TN 37601
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8/11/2010
Customer Dispute
Denied
State Registrations
B
Alabama 7/16/2007
B
North Carolina 4/13/2005
B
Arizona 1/17/2012
B
Ohio 3/15/2004
B
Arkansas 6/22/2009
B
Pennsylvania 11/22/2019
B
California 11/19/2024
B
South Carolina 3/2/2015
B
Florida 5/15/2008
B
Tennessee 9/26/2003
B
Georgia 5/22/2018
IA
Tennessee 10/10/2013
B
Kentucky 6/2/2004
B
Texas 8/9/2022
B
Missouri 9/21/2017
IA
Texas 8/10/2022
B
Nevada 1/24/2025
B
Virginia 4/28/2004
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 10/10/2013
B
Registered with this firm since 9/26/2003
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/03/2008 - 10/10/2013 | MEMPHIS, TN | |
IA | 01/23/2004 - 03/30/2012 | BRISTOL, TN | |
B | 04/22/2003 - 09/10/2003 | HOUSTON, TX | |
B | 07/26/1996 - 04/20/1998 | COLUMBUS, OH |
MEMPHIS, TN
09/03/2008 - 10/10/2013
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.