• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Jeremy P Fick
JEREMY P FICK, JEREMY PATRICK FICK
CRD#: 2768825
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 39001 W 12 MILE RD
FARMINGTON HILLS, MI 48331
Registration History
19901995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - Present (24 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - Present (27 years)
Disclosure(s)
View By:
12/19/1990
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 1/26/2018

B
Mississippi 8/24/2022

B
Alaska 5/18/2021

B
Missouri 9/13/2013

B
Arizona 7/6/2005

B
Montana 4/13/2015

B
California 1/22/2013

B
Nevada 1/7/2014

B
Colorado 1/2/2014

B
New Hampshire 7/29/2020

B
Connecticut 1/2/2014

B
New Jersey 8/17/2010

B
Delaware 5/5/2021

B
New York 1/7/2014

B
District of Columbia 1/6/2014

B
North Carolina 7/1/2010

B
Florida 9/14/2005

B
Ohio 5/26/2005

B
Georgia 8/1/2006

B
Oregon 5/25/2017

B
Hawaii 2/9/2024

B
Pennsylvania 1/2/2014

B
Illinois 1/7/2014

B
South Carolina 11/6/2007

IA
Indiana 6/2/2003

B
South Dakota 1/15/2020

B
Indiana 1/2/2014

B
Tennessee 1/7/2014

B
Kentucky 5/23/2018

B
Texas 3/24/2008

B
Maryland 1/2/2014

IA
Texas 3/24/2008

B
Massachusetts 1/8/2014

B
Utah 6/3/2021

B
Michigan 4/7/2000

B
Virginia 3/20/2008

IA
Michigan 5/10/2010

B
Washington 1/6/2014

B
Minnesota 1/2/2014

B
Wisconsin 1/2/2014

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
39001 W 12 MILE RD, FARMINGTON HILLS, MI 48331
Registered with this firm since 3/8/2000

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
39001 W 12 MILE RD, FARMINGTON HILLS, MI 48331
Registered with this firm since 1/8/1998

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.