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Detailed Report
MORGAN CHRISTOPHER BECKER
CRD#: 2768503
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1333 North California Boulevard
Suite 133
Walnut Creek, CA 94596
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2007 (6 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1998 - 2000 (2 years)BRODMAN & RENSHAW INC. (CRD# 724)1997 - 1998 (<1 year)BWEDBUSH MORGAN SECURITIES INC. (CRD# 877)1996 - 1997 (1 year)
License(s)

State Registrations

B
Alabama 7/17/2023
B
Nevada 6/9/2009
B
Alaska 1/23/2017
B
New Jersey 7/10/2023
B
Arizona 6/9/2009
B
New Mexico 7/31/2012
B
Arkansas 7/28/2021
B
New York 6/9/2009
B
California 6/1/2009
B
North Carolina 5/1/2017
IA
California 6/1/2009
B
Ohio 6/15/2009
B
Colorado 6/9/2009
B
Oregon 6/9/2009
B
Connecticut 12/15/2017
B
Pennsylvania 7/19/2018
B
Delaware 8/6/2018
B
Rhode Island 1/2/2024
B
Florida 6/9/2009
B
South Carolina 11/1/2023
B
Georgia 11/11/2015
B
Tennessee 12/10/2018
B
Hawaii 8/11/2022
B
Texas 6/9/2009
B
Idaho 6/9/2009
IA
Texas 6/19/2009
B
Illinois 10/19/2012
B
Utah 6/9/2009
B
Indiana 10/18/2012
B
Virginia 10/30/2019
B
Kansas 3/2/2011
B
Washington 6/9/2009
B
Kentucky 5/19/2017
B
Wisconsin 6/9/2009
B
Maryland 1/2/2024
B
Wyoming 1/4/2022
B
Michigan 6/2/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1333 North California Boulevard Suite 133, Walnut Creek, CA 94596
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
1333 North California Boulevard Suite 133, Walnut Creek, CA 94596
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) WALNUT CREEK, CA
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) WALNUT CREEK, CA
IA
 06/15/2000 - 04/02/2007 MORGAN STANLEY (CRD#:7556) WALNUT CREEK, CA
B
 05/31/2000 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) WALNUT CREEK, CA
B
 03/02/1998 - 06/09/2000 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
 08/26/1997 - 03/12/1998 RODMAN & RENSHAW INC. (CRD#:724) CHICAGO, IL
B
 07/23/1996 - 09/02/1997 WEDBUSH MORGAN SECURITIES INC. (CRD#:877) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.