Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
AMY M BANKS
AMY MARIE BORJA
CRD#: 2768499
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 200 STEPHENSON AVE
STE 301
SAVANNAH, GA 31405
Registration History
199820002002200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2016 - Present (9 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2002 - Present (22 years)BWACHOVIA SECURITIES, INC. (CRD# 431)2001 - 2002 (1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)2000 - 2001 (<1 year)BJ.C. BRADFORD & CO. (CRD# 1287)1997 - 2000 (3 years)
License(s)

State Registrations

B
Alabama 11/29/2010
B
New Jersey 1/10/2025
B
Arizona 10/25/2023
B
New York 12/7/2023
B
California 1/11/2024
B
North Carolina 11/29/2010
B
Florida 11/29/2010
B
Pennsylvania 11/29/2010
B
Georgia 6/15/2002
B
South Carolina 11/29/2010
IA
Georgia 3/18/2016
B
Tennessee 3/14/2016
B
Kentucky 12/7/2023
B
Texas 12/7/2023
B
Maryland 11/29/2010
IA
Texas 12/7/2023
B
Michigan 11/1/2016
B
Virginia 11/29/2010
B
Missouri 12/7/2023
B
Washington 2/26/2021

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
200 STEPHENSON AVE STE 301, SAVANNAH, GA 31405
35 S MAIN ST, STATESBORO, GA 30458
Registered with this firm since 3/18/2016
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
200 STEPHENSON AVE STE 301, SAVANNAH, GA 31405
35 S MAIN ST, STATESBORO, GA 30458
Registered with this firm since 6/15/2002
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 02/09/2001 - 06/15/2002 WACHOVIA SECURITIES, INC. (CRD#:431) CHARLOTTE, NC
B
 08/14/2000 - 02/27/2001 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
 05/28/1997 - 08/14/2000 J.C. BRADFORD & CO. (CRD#:1287) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.