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Scott A Heevner
SCOTT ALLEN HEEVNER
CRD#: 2768070
IA
B
FIRST COMMAND ADVISORY SERVICESCRD#: 281958 5050 Poplar Sve, Ste 2403
Memphis, TN 38157
Memphis, TN 38157
FIRST COMMAND BROKERAGE SERVICES, INC.CRD#: 3641 5050 POPLAR AVENUE
SUITE 2403
MEMPHIS, TN 38157
SUITE 2403
MEMPHIS, TN 38157
0
Disclosures
28
Years of Experience
View By:
State Registrations
B
Alabama 10/3/2019
B
Mississippi 5/31/2017
B
Arizona 10/12/2022
B
Missouri 2/4/2019
B
Arkansas 5/31/2017
B
Nevada 6/7/2022
B
Colorado 9/22/2022
B
New Mexico 2/4/2019
B
Florida 1/5/2021
B
New York 10/8/2020
B
Georgia 7/29/2021
B
North Carolina 1/21/2019
B
Illinois 4/24/2020
B
Ohio 8/8/2018
B
Indiana 6/13/2022
B
Oklahoma 12/1/2022
B
Iowa 2/20/2025
B
South Carolina 10/8/2020
B
Kansas 9/22/2022
B
Tennessee 5/31/2017
B
Kentucky 9/17/2021
IA
Tennessee 6/2/2017
B
Louisiana 12/1/2022
B
Texas 6/13/2019
B
Maryland 5/10/2024
IA
Texas 6/13/2019
B
Massachusetts 12/1/2022
B
Virginia 9/21/2021
B
Michigan 8/8/2018
B
Washington 9/22/2022
SRO Registrations
B
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IA
Registered with this firm since 6/2/2017
B
Registered with this firm since 5/31/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/12/2013 - 06/15/2017 | Cordova, TN | |
B | 08/08/2013 - 06/15/2017 | Cordova, TN | |
IA | 09/11/2009 - 08/02/2013 | MEMPHIS, TN | |
B | 09/11/2009 - 08/02/2013 | MEMPHIS, TN | |
IA | 05/07/2007 - 09/02/2009 | MEMPHIS, TN | |
B | 04/30/2007 - 09/02/2009 | MEMPHIS, TN | |
IA | 09/02/2005 - 04/05/2007 | CLARKSVILLE, TN | |
B | 07/16/1996 - 04/05/2007 | CLARKSVILLE, TN | |
IA | 04/12/2004 - 09/02/2005 | FORT WORTH, TX | |
IA | 02/17/2004 - 04/12/2004 | CLARKSVILLE, TN | |
IA | 03/18/2003 - 12/15/2003 | CLARKSVILLE, TN |
FORT WORTH, TX
04/12/2004 - 09/02/2005
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.