Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
BART AARON MARTINEZ
CRD#: 2767437
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 12531 HIGH BLUFF DR STE 400
SAN DIEGO, CA 92130
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2008 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2000 - 2008 (8 years)BOLDE DISCOUNT CORPORATION (CRD# 5979)1996 - 2000 (3 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2001 - 2008 (6 years)
Disclosure(s)
View By:
4/13/2009
Customer Dispute
Award / Judgment
4/1/2005
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 10/12/2022
B
New Mexico 10/5/2017
B
California 1/1/2008
B
New York 1/1/2008
IA
California 1/1/2008
IA
New York 7/27/2021
B
Colorado 1/1/2008
B
North Carolina 7/11/2019
B
Connecticut 11/20/2019
B
Ohio 2/21/2008
B
District of Columbia 12/4/2023
B
Oregon 1/1/2008
B
Florida 1/1/2008
B
Pennsylvania 5/18/2012
B
Georgia 1/5/2021
B
Tennessee 8/23/2010
B
Hawaii 9/9/2021
B
Texas 1/1/2008
B
Idaho 1/31/2024
IA
Texas 10/12/2009
B
Illinois 1/1/2008
B
Utah 10/11/2018
B
Michigan 5/25/2021
B
Vermont 12/3/2020
B
Montana 12/9/2020
B
Virginia 5/26/2021
B
Nevada 3/14/2019
B
Washington 1/1/2008
B
New Jersey 5/24/2021
B
Wisconsin 10/22/2024

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
12531 HIGH BLUFF DR STE 400, SAN DIEGO, CA 92130
OLD FORGE, NY
Registered with this firm since 1/1/2008
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
12531 HIGH BLUFF DR STE 400, SAN DIEGO, CA 92130
OLD FORGE, NY
Registered with this firm since 1/1/2008
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 01/31/2000 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) SAN DIEGO, CA
IA
 03/29/2001 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) SAN DIEGO, CA
B
 07/22/1996 - 02/10/2000 OLDE DISCOUNT CORPORATION (CRD#:5979) DETROIT, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.