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MICHAEL GUIDO
CRD#: 2767233
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 140 Broad Street
Suite 100
RED BANK, NJ 07701
Registration History
20002002200420062008201020122014201620182020202220242026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2002 - Present (22 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2000 - Present (24 years)BUBS SERVICES USA LLC (CRD# 46330)2000 - 2005 (5 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1999 - 2000 (1 year)
License(s)

State Registrations

B
Arizona 2/14/2018

B
New Jersey 7/17/2000

B
California 10/13/2000

IA
New Jersey 4/5/2002

B
Colorado 9/25/2015

B
New York 10/13/2000

B
Connecticut 4/5/2001

B
North Carolina 10/18/2016

B
Delaware 9/27/2013

B
Ohio 12/16/2004

B
Florida 10/16/2000

B
Pennsylvania 10/4/2000

B
Georgia 7/7/2004

B
South Carolina 5/16/2019

B
Illinois 4/8/2015

B
Tennessee 6/23/2023

B
Maine 8/26/2022

B
Texas 12/10/2003

B
Maryland 3/27/2002

IA
Texas 1/22/2004

B
Massachusetts 1/12/2018

B
Utah 8/9/2024

B
Michigan 9/6/2011

B
Vermont 7/30/2018

B
Missouri 8/28/2024

B
Virginia 1/3/2011

B
Nevada 8/22/2023

B
Washington 4/1/2021

B
New Hampshire 2/21/2001

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
140 Broad Street Suite 100, RED BANK, NJ 07701
Bordentown, NJ
Registered with this firm since 4/5/2002

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
140 Broad Street Suite 100, RED BANK, NJ 07701
Bordentown, NJ
Registered with this firm since 7/17/2000

Previous Registration(s)
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B
10/01/2000 - 11/28/2005 UBS SERVICES USA LLC (CRD#:46330) WEEHAWKEN, NJ
B
02/18/1999 - 06/08/2000 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.