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ANDREW JAY ARKFELD
ANDY JAY ARKFELD
CRD#: 2767128
IA
Investment Adviser
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Previous Broker
ARKFELD WEALTH STRATEGIES, L.L.C.CRD#: 293175 3512 N. 163RD PLAZA
OMAHA, NE 68116
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2012 - 2018 (6 years)IAARKFELD WEALTH STRATEGIES, L.L.C. (CRD# 293175)2018 - Present (6 years)BEDWARD JONES (CRD# 250)1996 - 2012 (15 years)IAEDWARD JONES (CRD# 250)2007 - 2012 (5 years)
Disclosure(s)
View By:
10/20/2015
Customer Dispute
Withdrawn
11/15/2002
Customer Dispute
Award / Judgment
1/23/2002
Customer Dispute
Denied
License(s)

State Registrations

IA
Nebraska 11/5/2018

IA
Texas 10/2/2018

Current Registration(s)
IA
ARKFELD WEALTH STRATEGIES, L.L.C. (CRD#:293175)
3512 N. 163RD PLAZA, OMAHA, NE 68116
Registered with this firm since 10/2/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/23/2012 - 11/05/2018 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) OMAHA, NE
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04/19/2012 - 11/05/2018 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) OMAHA, NE
IA
01/29/2007 - 04/23/2012 EDWARD JONES (CRD#:250) OMAHA, NE
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09/18/1996 - 04/23/2012 EDWARD JONES (CRD#:250) OMAHA, NE
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.