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Detailed Report
SUSAN LUISE ROBAK
CRD#: 2765958
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6003 OLD CHENEY RD STE 200
LINCOLN, NE 68516
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2005 - 2008 (2 years)2 FIRMS2008 - Present (17 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1996 - 2005 (9 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1997 - 2005 (8 years)
License(s)

State Registrations

B
Alabama 9/3/2009
B
Nebraska 1/1/2008
B
Arizona 1/1/2008
IA
Nebraska 1/1/2008
B
Arkansas 2/6/2015
B
Nevada 3/23/2023
B
California 1/1/2008
B
New Mexico 11/18/2015
B
Colorado 11/25/2009
B
New York 6/7/2010
B
Connecticut 3/4/2025
B
North Carolina 2/13/2025
B
Florida 10/8/2014
B
North Dakota 4/22/2023
B
Georgia 11/18/2015
B
Oregon 8/2/2010
B
Idaho 3/23/2023
B
Pennsylvania 3/23/2023
B
Illinois 11/18/2015
B
South Carolina 7/14/2016
B
Iowa 1/1/2008
B
South Dakota 11/11/2015
B
Kansas 1/1/2008
B
Tennessee 11/5/2024
B
Kentucky 2/3/2016
B
Texas 1/1/2008
B
Maine 1/17/2024
B
Virgin Islands 8/22/2023
B
Maryland 1/1/2008
B
Virginia 3/15/2022
B
Michigan 12/20/2012
B
Washington 3/23/2023
B
Minnesota 1/1/2008
B
Wisconsin 3/23/2023
B
Missouri 1/1/2008
B
Wyoming 3/23/2023

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6003 OLD CHENEY RD STE 200, LINCOLN, NE 68516
Registered with this firm since 1/1/2008
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6003 OLD CHENEY RD STE 200, LINCOLN, NE 68516
Registered with this firm since 1/1/2008
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 11/04/2005 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) LINCOLN, NE
IA
 11/17/2005 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) LINCOLN, NE
IA
 07/31/1997 - 11/15/2005 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LINCOLN, NE
B
 07/22/1996 - 11/15/2005 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.