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MARIA ELENA CASTRO-ALESSANDRI
MARIA ELENA ALESSANDRI, MARIA ELENA CASTRO, MARIA ELENA ESTELLES, MARIA ESTELLES, MARIA ELENA ESTELLESCASTRO
CRD#: 2765373
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 MIAMI, FL
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 MIAMI, FL
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2021 (20 years)2 FIRMS2021 - Present (3 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1998 - 2001 (2 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)2000 - 2000 (<1 year)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1996 - 1998 (1 year)
Disclosure(s)
View By:
4/24/2015
Financial
Final
License(s)

State Registrations

B
Alabama 8/3/2021

B
Nebraska 7/22/2021

B
Alaska 7/28/2021

B
Nevada 7/27/2021

B
Arizona 7/26/2021

B
New Hampshire 6/17/2021

B
Arkansas 7/23/2021

B
New Jersey 7/22/2021

B
California 6/17/2021

B
New Mexico 7/22/2021

B
Colorado 7/27/2021

B
New York 8/17/2021

B
Connecticut 6/18/2021

B
North Carolina 7/22/2021

B
Delaware 8/9/2021

B
North Dakota 7/28/2021

B
District of Columbia 6/16/2021

B
Ohio 6/17/2021

B
Florida 7/22/2021

B
Oklahoma 7/23/2021

IA
Florida 9/10/2021

B
Oregon 6/23/2021

B
Georgia 6/17/2021

B
Pennsylvania 7/28/2021

B
Hawaii 9/1/2021

B
Puerto Rico 6/17/2021

B
Idaho 6/17/2021

B
Rhode Island 6/21/2021

B
Illinois 8/25/2021

B
South Carolina 8/31/2021

B
Indiana 9/9/2021

B
South Dakota 8/3/2021

B
Iowa 6/25/2021

B
Tennessee 7/23/2021

B
Kansas 6/23/2021

B
Texas 6/17/2021

B
Kentucky 7/22/2021

IA
Texas 9/1/2021

B
Louisiana 9/7/2021

B
Utah 6/17/2021

B
Maine 6/16/2021

B
Vermont 7/22/2021

B
Maryland 6/17/2021

B
Virgin Islands 7/22/2021

B
Massachusetts 7/22/2021

B
Virginia 7/26/2021

B
Michigan 7/29/2021

B
Washington 7/30/2021

B
Minnesota 7/22/2021

B
West Virginia 7/26/2021

B
Mississippi 7/23/2021

B
Wisconsin 6/17/2021

B
Missouri 7/20/2021

B
Wyoming 1/11/2023

B
Montana 6/17/2021

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
MIAMI, FL
Registered with this firm since 9/1/2021

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
MIAMI, FL
Registered with this firm since 6/16/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/05/2001 - 05/26/2021 CHARLES SCHWAB & CO., INC. (CRD#:5393) Miami, FL
B
01/05/2001 - 05/26/2021 CHARLES SCHWAB & CO., INC. (CRD#:5393) Miami, FL
B
08/19/1998 - 01/09/2001 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
09/29/2000 - 12/06/2000 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
07/02/1996 - 06/15/1998 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.