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Detailed Report
STEPHEN RAY KULL
CRD#: 276507
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 4101 EDISON LAKES PKWY STE 300
MISHAWAKA, IN 46545
Registration History
197519801985199019952000200520102015202020252 FIRMS2003 - Present (21 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1989 - 2003 (13 years)BTHOMSON MCKINNON SECURITIES INC. (CRD# 829)1974 - 1989 (15 years)BDUPONT WALSTON, INCORPORATED (CRD# 870)1973 - 1975 (2 years)BMCDONALD & COMPANY (CRD# 566)1974 - 1974 (<1 year)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1998 - 2003 (4 years)
License(s)

State Registrations

B
Alaska 10/24/2023
B
Michigan 7/1/2003
B
Arizona 7/1/2003
B
Missouri 6/18/2024
B
California 7/1/2003
B
Montana 11/2/2021
B
Colorado 7/1/2003
B
Nevada 7/1/2003
B
Delaware 7/3/2018
B
New Mexico 7/1/2003
B
Florida 7/1/2003
B
New York 7/1/2003
B
Georgia 7/1/2003
B
North Carolina 7/1/2003
B
Illinois 7/1/2003
B
Ohio 7/1/2003
B
Indiana 7/1/2003
B
Oregon 7/1/2003
IA
Indiana 7/1/2003
B
Pennsylvania 7/1/2003
B
Iowa 7/1/2003
B
South Carolina 8/20/2009
B
Kansas 7/1/2003
B
Tennessee 1/13/2022
B
Kentucky 7/1/2003
B
Texas 7/1/2003
B
Louisiana 7/1/2003
B
Virginia 7/1/2003
B
Maryland 4/26/2004
B
Washington 7/1/2003
B
Massachusetts 7/1/2003
B
Wyoming 1/13/2022

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
4101 EDISON LAKES PKWY STE 300, MISHAWAKA, IN 46545
Registered with this firm since 7/1/2003
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
4101 EDISON LAKES PKWY STE 300, MISHAWAKA, IN 46545
Registered with this firm since 7/1/2003
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/10/1998 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) SOUTH BEND, IN
B
 09/15/1989 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 05/09/1974 - 09/15/1989 THOMSON MCKINNON SECURITIES INC. (CRD#:829) NEW YORK, NY
B
 07/24/1973 - 09/05/1975 DUPONT WALSTON, INCORPORATED (CRD#:870)
B
 04/08/1974 - 05/08/1974 MCDONALD & COMPANY (CRD#:566)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.