Individual Firm
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DAVID GERALD TAYLOR JR
CRD#: 2764875
IA
B
WELLS FARGO ADVISORSCRD#: 19616 201 MAIN ST
STE 1700
FORT WORTH, TX 76102
STE 1700
FORT WORTH, TX 76102
0
Disclosures
26
Years of Experience
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State Registrations
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Arkansas 5/16/2023
IA
Texas 5/11/2017
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Massachusetts 5/16/2023
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Utah 5/16/2023
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Texas 5/1/2017
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 5/11/2017
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Registered with this firm since 5/1/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/12/2011 - 03/14/2016 | ANDOVER, MA | |
B | 12/09/2011 - 03/14/2016 | BOSTON, MA | |
IA | 12/01/2010 - 11/28/2011 | KENNEBUNK, ME | |
B | 11/12/2010 - 11/28/2011 | KENNEBUNK, ME | |
B | 02/10/2010 - 11/15/2010 | PORTLAND, ME | |
IA | 05/20/2003 - 12/22/2009 | CHICAGO, IL | |
B | 05/13/2003 - 12/22/2009 | CHICAGO, IL | |
IA | 01/21/2000 - 05/08/2003 | BOSTON, MA | |
B | 09/08/1997 - 03/10/2003 | BOSTON, MA |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.