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COOLEY KEEP FALES
FALES KEEP COOLEY KEEP
CRD#: 2764859
IA
Investment Adviser
B
Broker
JEFFERIES INVESTMENT ADVISERS LLCCRD#: 325421 Three Alliance Center, 3550 Lenox Road NE
Atlanta, GA 30326
JEFFERIES LLCCRD#: 2347 THREE ALLIANCE CENTER
3550 LENOX ROAD NE, SUITE 2050
ATLANTA, GA 30326
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2005 (1 year)2 FIRMS2005 - 2005 (<1 year)2 FIRMS2005 - 2009 (4 years)IAJEFFERIES INVESTMENT ADVISERS LLC (CRD# 325421)2023 - Present (1 year)BJEFFERIES LLC (CRD# 2347)2009 - Present (15 years)BGOLDMAN, SACHS & CO. (CRD# 361)1996 - 2000 (3 years)IALEUCADIA ASSET MANAGEMENT LLC (CRD# 121767)2009 - 2023 (13 years)
License(s)

State Registrations

B
Alabama 11/11/2009

B
Nebraska 3/28/2019

B
Alaska 3/28/2019

B
Nevada 11/11/2009

B
Arizona 3/28/2019

B
New Hampshire 3/28/2019

B
Arkansas 3/28/2019

B
New Jersey 11/11/2009

B
California 11/11/2009

B
New Mexico 3/28/2019

B
Colorado 3/28/2019

B
New York 11/11/2009

B
Connecticut 3/28/2019

IA
New York 5/26/2023

B
Delaware 3/28/2019

B
North Carolina 3/28/2019

B
District of Columbia 3/28/2019

B
North Dakota 3/28/2019

B
Florida 11/11/2009

B
Ohio 3/28/2019

B
Georgia 11/11/2009

B
Oklahoma 11/11/2009

IA
Georgia 5/26/2023

B
Oregon 4/11/2019

B
Hawaii 3/28/2019

B
Pennsylvania 11/11/2009

B
Idaho 3/28/2019

B
Puerto Rico 3/28/2019

B
Illinois 3/28/2019

B
Rhode Island 3/28/2019

B
Indiana 11/11/2009

B
South Carolina 11/11/2009

B
Iowa 3/28/2019

B
South Dakota 3/28/2019

B
Kansas 3/28/2019

B
Tennessee 11/11/2009

B
Kentucky 3/28/2019

B
Texas 3/28/2019

B
Louisiana 3/28/2019

IA
Texas 5/25/2023

B
Maine 3/28/2019

B
Utah 3/28/2019

B
Maryland 3/28/2019

B
Vermont 3/28/2019

B
Massachusetts 3/28/2019

B
Virgin Islands 7/31/2024

B
Michigan 3/28/2019

B
Virginia 3/28/2019

B
Minnesota 3/28/2019

B
Washington 3/28/2019

B
Mississippi 3/28/2019

B
West Virginia 3/28/2019

B
Missouri 11/11/2009

B
Wisconsin 3/28/2019

B
Montana 3/28/2019

B
Wyoming 3/28/2019

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JEFFERIES INVESTMENT ADVISERS LLC (CRD#:325421)
Three Alliance Center, 3550 Lenox Road NE, Atlanta, GA 30326
Registered with this firm since 5/25/2023

B
JEFFERIES LLC (CRD#:2347)
THREE ALLIANCE CENTER 3550 LENOX ROAD NE, SUITE 2050, ATLANTA, GA 30326
Decatur, GA
Registered with this firm since 11/11/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/19/2009 - 08/14/2023 LEUCADIA ASSET MANAGEMENT LLC (CRD#:121767) ATLANTA, GA
IA
10/05/2005 - 12/02/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) ATLANTA, GA
B
10/05/2005 - 12/02/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) ATLANTA, GA
IA
10/06/2005 - 10/25/2005 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) ATLANTA, GA
B
10/04/2005 - 10/25/2005 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) NEW YORK, NY
IA
09/27/2004 - 10/13/2005 CREDIT SUISSE FIRST BOSTON (CRD#:816) ATLANTA, GA
B
07/20/2004 - 10/13/2005 CREDIT SUISSE FIRST BOSTON LLC (CRD#:816) NEW YORK, NY
B
08/13/1996 - 07/27/2000 GOLDMAN, SACHS & CO. (CRD#:361) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
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