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Detailed Report
Charles CHRISTOPHER Gilbert Sr.
CHARLES CHRISTOPHER GILBERT, CHUCK GILBERT
CRD#: 2764825
IA
Investment Adviser
B
Broker
CITIZENS SECURITIES, INC.CRD#: 39550 20 NORTH PARK AVE.
PLYMOUTH, MA 02360
Registration History
19961998200020022004200620082010201220142016201820202022202420263 FIRMS2006 - 2011 (4 years)2 FIRMS2011 - 2014 (3 years)2 FIRMS2016 - 2017 (1 year)IACITIZENS SECURITIES, INC. (CRD# 39550)2018 - Present (6 years)BCITIZENS SECURITIES, INC. (CRD# 39550)2017 - Present (7 years)BINFINEX INVESTMENTS, INC. (CRD# 35371)2006 - 2006 (<1 year)BCCO INVESTMENT SERVICES CORP. (CRD# 39550)2002 - 2006 (3 years)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2002 (2 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1997 - 2000 (3 years)BPUTNAM MUTUAL FUNDS CORP. (CRD# 7325)1996 - 1996 (<1 year)
License(s)

State Registrations

B
Massachusetts 12/14/2017
IA
Rhode Island 11/5/2018
B
Rhode Island 12/14/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIZENS SECURITIES, INC. (CRD#:39550)
20 NORTH PARK AVE., PLYMOUTH, MA 02360
Registered with this firm since 11/5/2018
B
CITIZENS SECURITIES, INC. (CRD#:39550)
20 NORTH PARK AVE., PLYMOUTH, MA 02360
Registered with this firm since 12/14/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/27/2016 - 12/13/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LINCOLN, RI
B
 01/26/2016 - 12/13/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LINCOLN, RI
IA
 03/18/2011 - 09/30/2014 NGAM ADVISORS, L.P. (CRD#:106800) BOSTON, MA
B
 03/16/2011 - 09/30/2014 NGAM DISTRIBUTION, L.P. (CRD#:34754) BOSTON, MA
IA
 09/29/2006 - 03/10/2011 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) BOSTON, MA
IA
 09/29/2006 - 03/10/2011 TD AMERITRADE, INC. (CRD#:7870) BOSTON, MA
B
 09/11/2006 - 03/10/2011 TD AMERITRADE, INC. (CRD#:7870) BOSTON, MA
B
 02/15/2006 - 08/28/2006 INFINEX INVESTMENTS, INC. (CRD#:35371) QUINCY, MA
B
 04/08/2002 - 02/22/2006 CCO INVESTMENT SERVICES CORP. (CRD#:39550) BRAINTREE, MA
B
 01/31/2000 - 03/22/2002 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
 02/03/1997 - 02/07/2000 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
 07/24/1996 - 10/04/1996 PUTNAM MUTUAL FUNDS CORP. (CRD#:7325) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.