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Detailed Report
MARK JOSEPH HALPIN
CRD#: 2763503
IA
Investment Adviser
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Previous Broker
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.CRD#: 157755 345 N. Moonlight Road
Gardner, KS 66030
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2006 - 2015 (9 years)2 FIRMS2015 - 2018 (2 years)2 FIRMS2018 - 2019 (<1 year)IAUNITED CAPITAL MANAGEMENT OF K... (CRD# 157755)2019 - Present (5 years)BSA STONE WEALTH MANAGEMENT INC. (CRD# 18456)2019 - 2024 (4 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)1999 - 2006 (6 years)BAMERITAS INVESTMENT CORP. (CRD# 14869)1999 - 1999 (<1 year)BBMA FINANCIAL SERVICES, INC. (CRD# 7943)1997 - 1999 (1 year)BMUTUAL SERVICE CORPORATION (CRD# 4806)1996 - 1997 (1 year)IAPARK AVENUE SECURITIES LLC (CRD# 46173)2005 - 2006 (1 year)
License(s)

State Registrations

IA
Kansas 5/21/2019
IA
Texas 1/5/2021
Current Registration(s)
IA
UNITED CAPITAL MANAGEMENT OF KANSAS, INC. (CRD#:157755)
345 N. Moonlight Road, Gardner, KS 66030
Registered with this firm since 5/21/2019
Previous Registration(s)
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 05/21/2019 - 01/04/2024 SA STONE WEALTH MANAGEMENT INC. (CRD#:18456) GARDNER, KS
IA
 11/02/2018 - 05/21/2019 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) GARDNER, KS
B
 11/02/2018 - 05/21/2019 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) GARDNER, KS
IA
 12/28/2015 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) GARDNER, KS
B
 12/28/2015 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) GARDNER, KS
IA
 09/01/2006 - 12/28/2015 SIGNATOR FINANCIAL SERVICES, INC. (CRD#:19061) GARDNER, KS
B
 08/18/2006 - 12/28/2015 SIGNATOR FINANCIAL SERVICES, INC. (CRD#:19061) GARDNER, KS
IA
 04/29/2005 - 08/31/2006 PARK AVENUE SECURITIES LLC (CRD#:46173) OVERLAND PARK, KS
B
 10/26/1999 - 08/31/2006 PARK AVENUE SECURITIES LLC (CRD#:46173) OVERLAND PARK, KS
B
 05/12/1999 - 11/11/1999 AMERITAS INVESTMENT CORP. (CRD#:14869) LINCOLN, NE
B
 12/01/1997 - 05/13/1999 BMA FINANCIAL SERVICES, INC. (CRD#:7943) KANSAS CITY, MO
B
 07/03/1996 - 11/05/1997 MUTUAL SERVICE CORPORATION (CRD#:4806) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.