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Detailed Report
Steven M Nelson
STEVEN MICHAEL NELSON
CRD#: 2763259
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 43100 GRAND RIVER AVE
NOVI, MI 48375
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2005 - 2012 (7 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)2003 - 2005 (2 years)BOLDE DISCOUNT CORPORATION (CRD# 5979)1999 - 2000 (1 year)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2006 - 2012 (6 years)
License(s)

State Registrations

B
Alabama 10/1/2012
B
Missouri 10/1/2012
B
Arizona 10/1/2012
B
New Hampshire 6/18/2020
B
California 10/1/2012
B
New Jersey 10/1/2012
B
Colorado 3/12/2013
B
New Mexico 10/1/2012
B
Connecticut 5/11/2016
B
New York 10/1/2012
B
Delaware 10/1/2012
B
North Carolina 9/30/2013
B
Florida 10/1/2012
B
Ohio 10/1/2012
B
Georgia 10/1/2012
B
Pennsylvania 10/1/2012
B
Illinois 10/1/2012
B
South Carolina 4/22/2013
B
Indiana 10/1/2012
B
Tennessee 10/1/2012
B
Louisiana 10/1/2012
B
Texas 10/1/2012
B
Maine 4/12/2019
IA
Texas 9/19/2013
B
Maryland 10/1/2012
B
Virginia 4/10/2024
B
Massachusetts 10/1/2012
B
Washington 3/21/2024
B
Michigan 10/1/2012
B
West Virginia 9/3/2013
IA
Michigan 10/1/2012
B
Wisconsin 10/1/2012

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
43100 GRAND RIVER AVE, NOVI, MI 48375
Registered with this firm since 10/1/2012
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
43100 GRAND RIVER AVE, NOVI, MI 48375
Registered with this firm since 10/1/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/26/2006 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) NOVI, MI
B
 07/06/2005 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) NOVI, MI
B
 04/08/2003 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
 01/20/1999 - 01/21/2000 OLDE DISCOUNT CORPORATION (CRD#:5979) DETROIT, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.