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BRAD STEVEN PALENT
CRD#: 2763130
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 412 PLEASANT VALLEY WAY
WEST ORANGE, NJ 07052
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2006 (2 years)2 FIRMS2006 - Present (18 years)BQUICK & REILLY, INC. (CRD# 11217)2000 - 2004 (4 years)BFLEET ENTERPRISES, INC. (CRD# 17434)1999 - 2000 (1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)1998 - 1999 (1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1996 - 1998 (1 year)IAQUICK & REILLY, INC. (CRD# 11217)2002 - 2004 (1 year)
License(s)

State Registrations

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Arizona 1/7/2020

IA
New Jersey 10/9/2006

B
California 10/9/2006

B
New York 10/9/2006

B
Colorado 6/12/2020

B
North Carolina 1/12/2007

B
Delaware 10/22/2010

B
Ohio 7/31/2020

B
District of Columbia 11/9/2006

B
Oklahoma 4/16/2024

B
Florida 10/9/2006

B
Oregon 10/27/2022

B
Georgia 2/7/2008

B
Pennsylvania 10/9/2006

B
Illinois 1/2/2013

B
Puerto Rico 1/12/2024

B
Indiana 9/8/2020

B
South Carolina 3/1/2024

B
Kentucky 4/16/2024

B
South Dakota 1/12/2024

B
Maine 12/2/2022

B
Tennessee 12/19/2023

B
Maryland 2/4/2020

B
Texas 8/8/2017

B
Massachusetts 1/31/2023

IA
Texas 8/8/2017

B
Michigan 4/16/2024

B
Virgin Islands 7/22/2013

B
Mississippi 10/14/2022

B
Virginia 1/23/2007

B
Nevada 7/7/2023

B
West Virginia 7/16/2013

B
New Jersey 10/9/2006

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

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New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
412 PLEASANT VALLEY WAY, WEST ORANGE, NJ 07052
92 FERRY ST, NEWARK, NJ 07105
Registered with this firm since 10/9/2006

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
412 PLEASANT VALLEY WAY, WEST ORANGE, NJ 07052
92 FERRY ST, NEWARK, NJ 07105
Registered with this firm since 10/9/2006

Previous Registration(s)
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IA
10/20/2004 - 10/17/2006 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) FORT LEE, NJ
B
10/20/2004 - 10/17/2006 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) FORT LEE, NJ
IA
11/21/2002 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) HACKENSACK, NJ
B
08/07/2000 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
B
03/24/1999 - 08/07/2000 FLEET ENTERPRISES, INC. (CRD#:17434) NEW YORK, NY
B
02/27/1998 - 03/26/1999 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
B
07/31/1996 - 02/18/1998 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.