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Detailed Report
JOHN ANTHONY SARTINI
CRD#: 2763120
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1250 Pittsford Victor Road
Suite 350
Pittsford, NY 14534
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - Present (15 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2007 - 2009 (2 years)BMORGAN STANLEY DW INC. (CRD# 7556)1996 - 2007 (10 years)IAMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2008 - 2009 (<1 year)
License(s)

State Registrations

B
Arizona 6/1/2009
B
Nevada 5/31/2023
B
California 6/1/2009
B
New Hampshire 6/1/2009
B
Colorado 5/2/2019
B
New Jersey 6/1/2009
B
Connecticut 1/23/2023
B
New Mexico 5/30/2023
B
Delaware 4/28/2022
B
New York 6/1/2009
B
Florida 6/1/2009
IA
New York 6/16/2021
IA
Florida 12/21/2023
B
North Carolina 6/1/2009
B
Georgia 12/8/2015
B
Ohio 10/17/2014
B
Hawaii 5/2/2019
B
Pennsylvania 6/1/2009
B
Idaho 1/12/2016
B
Rhode Island 6/1/2009
B
Illinois 11/14/2023
B
South Carolina 6/1/2009
B
Kansas 5/2/2019
B
South Dakota 3/22/2022
B
Kentucky 6/6/2018
B
Tennessee 6/1/2009
B
Maine 5/2/2019
B
Texas 6/1/2009
B
Maryland 6/1/2009
IA
Texas 6/1/2009
B
Massachusetts 6/1/2009
B
Utah 9/19/2023
B
Michigan 6/1/2009
B
Vermont 2/12/2020
B
Minnesota 2/3/2023
B
Virginia 6/1/2009
B
Montana 7/15/2022
B
Washington 2/28/2011

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1250 Pittsford Victor Road Suite 350, Pittsford, NY 14534
Sarasota, FL
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
1250 Pittsford Victor Road Suite 350, Pittsford, NY 14534
Sarasota, FL
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/08/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) ROCHESTER, NY
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) ROCHESTER, NY
B
 08/23/1996 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) ROCHESTER, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.