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LORI ANN ENDICOTT
LORI ANN ZDUNEK
CRD#: 2762527
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 120 N. ALABAMA AVENUE
DELAND, FL 32724
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2005 - 2012 (6 years)2 FIRMS2012 - Present (13 years)BSOUTHTRUST SECURITIES, LLC (CRD# 17922)1996 - 2005 (8 years)BLIBERTY SECURITIES CORPORATION (CRD# 14416)1998 - 2000 (1 year)BINDEPENDENT FINANCIAL SECURITI... (CRD# 19924)1997 - 1998 (1 year)
Disclosure(s)
View By:
5/11/2015
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 1/13/2012

B
Massachusetts 10/21/2019

B
Arizona 11/16/2015

B
Montana 5/26/2021

B
California 1/13/2012

B
New Hampshire 1/13/2012

B
Colorado 7/26/2021

B
New Jersey 3/27/2019

B
Connecticut 1/13/2012

B
New York 1/13/2012

B
Florida 1/13/2012

B
North Carolina 1/13/2012

IA
Florida 1/24/2012

B
Ohio 1/24/2013

B
Georgia 7/2/2015

B
Oklahoma 2/12/2021

B
Hawaii 1/8/2021

B
Oregon 8/15/2017

B
Idaho 9/14/2017

B
Pennsylvania 1/13/2012

B
Illinois 1/13/2012

B
South Carolina 6/26/2019

B
Indiana 2/15/2018

B
Tennessee 8/3/2017

B
Kansas 4/10/2024

B
Vermont 1/13/2012

B
Kentucky 5/17/2019

B
Virginia 1/13/2012

B
Maryland 9/23/2014

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
120 N. ALABAMA AVENUE, DELAND, FL 32724
Registered with this firm since 1/24/2012

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
120 N. ALABAMA AVENUE, DELAND, FL 32724
Registered with this firm since 1/13/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/26/2005 - 01/19/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) DAYTONA BEACH, FL
B
04/23/2005 - 01/19/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) DAYTONA BEACH, FL
B
08/13/1996 - 04/23/2005 SOUTHTRUST SECURITIES, LLC (CRD#:17922) BIRMINGHAM, AL
B
08/03/1998 - 04/04/2000 LIBERTY SECURITIES CORPORATION (CRD#:14416) PURCHASE, NY
B
01/08/1997 - 08/03/1998 INDEPENDENT FINANCIAL SECURITIES, INC. (CRD#:19924)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.